UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FRC
851
DELISTED
First Republic Bank
FRC
| $34.6M | 0.01% |
399,338
+116,237
| +41% | +$11M |
|
852
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $34.4M | 0.01% |
2,226,504
-33,095
| -1% | -$510K |
|
853
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
| $34.3M | 0.01% |
373,574
-12,443
| -3% | -$1.11M |
|
854
PUT
Costco
COST
$432B
| $34.2M | 0.01% |
184,000
+11,900
| +7% | +$2.05M |
|
855
New Oriental
EDU
$9.32B
| $34.2M | 0.01% |
363,422
+48,519
| +15% | +$4.31M |
|
856
PUT
Infosys
INFY
$51B
| $34.1M | 0.01% |
4,200,000
+400,000
| +11% | +$3.04M |
|
857
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $34M | 0.01% |
722,378
-963,615
| -57% | -$45.6M |
|
858
Stellantis
STLA
$17.4B
| $34M | 0.01% |
1,908,401
+1,699,972
| +816% | +$29.9M |
|
859
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
| $34M | 0.01% |
652,389
+27,002
| +4% | +$1.34M |
|
860
Vanguard Russell 1000 ETF
VONE
$8.09B
| $34M | 0.01% |
277,560
+38,974
| +16% | +$4.65M |
|
861
Flex
FLEX
$37.7B
| $33.9M | 0.01% |
2,499,837
+111,789
| +5% | +$1.51M |
|
|
ICPT
862
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $33.8M | 0.01% |
579,120
| – | – |
|
863
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
| $33.7M | 0.01% |
725,296
-6,543
| -0.9% | -$298K |
|
864
Canadian Pacific Kansas City
CP
$81B
| $33.7M | 0.01% |
921,135
-39,560
| -4% | -$1.38M |
|
865
Cardinal Health
CAH
$53.7B
| $33.4M | 0.01% |
544,673
+200,502
| +58% | +$12.4M |
|
|
WRK
866
DELISTED
WestRock Company
WRK
| $33.3M | 0.01% |
526,855
+215,164
| +69% | +$13.1M |
|
|
BXMX
867
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $33.2M | 0.01% |
2,327,778
+94,594
| +4% | +$1.33M |
|
868
Dell
DELL
$239B
| $33.1M | 0.01% |
1,452,059
+30,281
| +2% | +$686K |
|
869
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $33.1M | 0.01% |
2,485,465
+20,523
| +0.8% | +$274K |
|
|
PMT
870
PennyMac Mortgage Investment
PMT
$845M
| $32.9M | 0.01% |
2,048,586
+6,568
| +0.3% | +$107K |
|
871
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
| $32.9M | 0.01% |
596,281
-46,174
| -7% | -$2.6M |
|
872
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $32.9M | 0.01% |
1,081,477
+74,942
| +7% | +$2.29M |
|
873
Advance Auto Parts
AAP
$3.53B
| $32.9M | 0.01% |
329,947
-308,031
| -48% | -$28.3M |
|
874
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.04B
| $32.9M | 0.01% |
1,180,000
+880,000
| +293% | +$23.5M |
|
875
Hasbro
HAS
$13.5B
| $32.7M | 0.01% |
359,980
+231,501
| +180% | +$21.7M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.