UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
PUT
Infosys
INFY
$51B
| $26.9M | 0.01% |
3,400,000
+700,000
| +26% | +$5.22M |
|
852
Howmet Aerospace
HWM
$109B
| $26.7M | 0.01% |
1,323,692
-108,790
| -8% | -$2.14M |
|
853
Entergy
ETR
$50.3B
| $26.7M | 0.01% |
702,082
-303,504
| -30% | -$11.1M |
|
854
ProShares Short S&P500
SH
$928M
| $26.4M | 0.01% |
191,624
+12,172
| +7% | +$1.71M |
|
855
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $26.4M | 0.01% |
616,581
-107,593
| -15% | -$4.61M |
|
856
American Airlines Group
AAL
$9.82B
| $26.3M | 0.01% |
622,339
-128,652
| -17% | -$5.82M |
|
857
Pampa Energía
PAM
$4.57B
| $26.3M | 0.01% |
484,437
+456,917
| +1,660% | +$21.1M |
|
858
Lennox International
LII
$15B
| $26.1M | 0.01% |
155,794
-14,922
| -9% | -$2.41M |
|
859
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $26.1M | 0.01% |
1,808,276
+45,412
| +3% | +$653K |
|
860
Columbia Emerging Markets Consumer ETF
ECON
$312M
| $26M | 0.01% |
1,047,607
+247,634
| +31% | +$5.92M |
|
861
Group 1 Automotive
GPI
$4.26B
| $26M | 0.01% |
350,474
+1,838
| +0.5% | +$144K |
|
|
STI
862
DELISTED
SunTrust Banks, Inc.
STI
| $25.9M | 0.01% |
468,956
+93,171
| +25% | +$5.34M |
|
863
CALL
American International
AIG
$42.5B
| $25.9M | 0.01% |
414,700
-1,039,000
| -71% | -$66.7M |
|
|
PMT
864
PennyMac Mortgage Investment
PMT
$845M
| $25.9M | 0.01% |
1,456,733
+312,290
| +27% | +$5.29M |
|
865
Invesco S&P 500 Revenue ETF
RWL
$9.57B
| $25.9M | 0.01% |
568,168
+6,206
| +1% | +$279K |
|
866
First Trust Technology AlphaDEX Fund
FXL
$2.4B
| $25.8M | 0.01% |
614,601
-112,478
| -15% | -$4.55M |
|
867
Ovintiv
OVV
$17B
| $25.8M | 0.01% |
441,115
+208,855
| +90% | +$12.5M |
|
868
BHP
BHP
$211B
| $25.8M | 0.01% |
796,802
+117,424
| +17% | +$4.06M |
|
869
BlackRock Corporate High Yield Fund
HYT
$1.35B
| $25.8M | 0.01% |
2,362,827
+840,386
| +55% | +$9.23M |
|
|
CTXS
870
DELISTED
Citrix Systems Inc
CTXS
| $25.8M | 0.01% |
309,416
-43,739
| -12% | -$3.41M |
|
871
Invesco KBW Bank ETF
KBWB
$6.72B
| $25.6M | 0.01% |
539,689
+302,554
| +128% | +$14.6M |
|
872
CALL
General Motors
GM
$80.9B
| $25.6M | 0.01% |
724,800
-905,165
| -56% | -$33.1M |
|
873
PUT
iShares MSCI Mexico ETF
EWW
$1.89B
| $25.6M | 0.01% |
499,500
-258,400
| -34% | -$12M |
|
874
Hyatt Hotels
H
$17.5B
| $25.5M | 0.01% |
472,539
-8,249
| -2% | -$445K |
|
875
iShares MSCI EAFE Growth ETF
EFG
$16.2B
| $25.5M | 0.01% |
366,992
+17,538
| +5% | +$1.17M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.