UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
CALL
Coca-Cola
KO
$374B
| $38.6M | 0.01% |
708,500
+364,600
| +106% | +$19.5M |
|
|
827
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
| $38.5M | 0.01% |
340,000
+175,000
| +106% | +$19.9M |
|
828
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
| $38.5M | 0.01% |
+1,020,769
| New | +$37.6M |
|
|
ENLC
829
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $38.5M | 0.01% |
4,525,535
+2,086,021
| +86% | +$18.4M |
|
830
Las Vegas Sands
LVS
$30.3B
| $38.5M | 0.01% |
665,949
-77,136
| -10% | -$4.5M |
|
|
ICPT
831
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $38.4M | 0.01% |
579,120
| – | – |
|
832
Invesco Variable Rate Preferred ETF
VRP
$3B
| $38.3M | 0.01% |
1,507,020
-163,483
| -10% | -$4.13M |
|
833
CALL
Fox Class A
FOXA
$24.9B
| $38.3M | 0.01% |
+1,214,000
| New | +$42M |
|
834
Invesco FTSE RAFI US 1000 ETF
PRF
$9.87B
| $38.3M | 0.01% |
1,624,015
-49,840
| -3% | -$1.16M |
|
835
CALL
iShares Biotechnology ETF
IBB
$9.18B
| $38.2M | 0.01% |
384,000
+198,100
| +107% | +$20.7M |
|
|
RA
836
Brookfield Real Assets Income Fund
RA
$709M
| $38M | 0.01% |
1,683,943
-66,542
| -4% | -$1.48M |
|
837
Leidos
LDOS
$14.8B
| $38M | 0.01% |
442,916
+245,048
| +124% | +$20.5M |
|
838
MSCI
MSCI
$41.7B
| $38M | 0.01% |
174,649
-30,962
| -15% | -$7.17M |
|
839
ROBO Global Robotics & Automation Index ETF
ROBO
$2.01B
| $37.9M | 0.01% |
988,438
+11,632
| +1% | +$439K |
|
840
PUT
Costco
COST
$424B
| $37.6M | 0.01% |
130,600
-44,100
| -25% | -$12.4M |
|
841
A.O. Smith
AOS
$8.19B
| $37.6M | 0.01% |
787,840
-31,400
| -4% | -$1.45M |
|
842
CALL
Stellantis
STLA
$21.4B
| $37.6M | 0.01% |
3,165,646
-580,000
| -15% | -$7.76M |
|
843
McKesson
MCK
$99.7B
| $37.6M | 0.01% |
274,884
+22,532
| +9% | +$3.2M |
|
844
PUT
Ford
F
$58.7B
| $37.4M | 0.01% |
4,083,400
+263,400
| +7% | +$2.5M |
|
845
CALL
Goldman Sachs
GS
$300B
| $37.2M | 0.01% |
179,630
-131,160
| -42% | -$27.4M |
|
846
FlexShares Quality Dividend Index Fund
QDF
$2.23B
| $37.1M | 0.01% |
817,068
+33,905
| +4% | +$1.52M |
|
847
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
| $37M | 0.01% |
733,609
-149,543
| -17% | -$7.24M |
|
848
NXP Semiconductors
NXPI
$56B
| $37M | 0.01% |
338,672
+54,943
| +19% | +$5.61M |
|
|
GRFS
849
Grifois
GRFS
$5.33B
| $37M | 0.01% |
1,843,900
+521,739
| +39% | +$11.2M |
|
850
WEC Energy
WEC
$35.7B
| $36.9M | 0.01% |
388,257
+87,620
| +29% | +$7.89M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.