UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Sanofi
SNY
$105B
| $40.6M | 0.02% |
876,612
-15,777
| -2% | -$680K |
|
|
CBLK
802
DELISTED
Carbon Black, Inc. Common Stock
CBLK
| $40.5M | 0.02% |
1,558,768
+1,552,686
| +25,529% | +$34.3M |
|
803
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $40.5M | 0.02% |
854,076
-53,010
| -6% | -$2.51M |
|
804
iShares Silver Trust
SLV
$27.4B
| $40.5M | 0.02% |
2,542,390
+278,968
| +12% | +$4.44M |
|
|
GHDX
805
DELISTED
Genomic Health, Inc.
GHDX
| $40.3M | 0.02% |
594,919
+565,509
| +1,923% | +$38.8M |
|
|
LTXB
806
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $40.1M | 0.02% |
921,875
-85,683
| -9% | -$3.56M |
|
807
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $40.1M | 0.02% |
2,791,690
+49,150
| +2% | +$705K |
|
808
PUT
Merck
MRK
$324B
| $39.9M | 0.02% |
497,066
+286,837
| +136% | +$23M |
|
809
VanEck Intermediate Muni ETF
ITM
$2.14B
| $39.7M | 0.02% |
789,418
+25,329
| +3% | +$1.28M |
|
810
Public Service Enterprise Group
PEG
$38.1B
| $39.6M | 0.02% |
638,344
+94,503
| +17% | +$5.64M |
|
811
iShares US Healthcare ETF
IYH
$3.49B
| $39.6M | 0.02% |
1,047,780
-177,650
| -14% | -$6.84M |
|
812
Veeva Systems
VEEV
$34.1B
| $39.6M | 0.02% |
259,275
-7,401
| -3% | -$1.19M |
|
813
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
| $39.5M | 0.02% |
438,100
+339,500
| +344% | +$31M |
|
814
PUT
Walmart Inc
WMT
$896B
| $39.4M | 0.02% |
996,900
+30,300
| +3% | +$1.14M |
|
815
Regeneron Pharmaceuticals
REGN
$79.5B
| $39.1M | 0.02% |
141,112
+33,692
| +31% | +$9.97M |
|
816
Royal Bank of Canada
RY
$292B
| $39.1M | 0.02% |
482,086
+23,780
| +5% | +$1.86M |
|
817
VanEck High Yield Muni ETF
HYD
$4.42B
| $39.1M | 0.02% |
606,821
+20,060
| +3% | +$1.29M |
|
818
PUT
Sea Limited
SE
$66.3B
| $39M | 0.02% |
+1,261,300
| New | +$42.4M |
|
819
PUT
Western Digital
WDC
$177B
| $38.9M | 0.02% |
862,993
-105,840
| -11% | -$4.52M |
|
|
NBIS
820
Nebius Group N.V.
NBIS
$45.4B
| $38.8M | 0.01% |
1,108,946
+91,825
| +9% | +$3.46M |
|
821
Ross Stores
ROST
$82B
| $38.8M | 0.01% |
353,048
+15,714
| +5% | +$1.66M |
|
822
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
| $38.8M | 0.01% |
1,294,483
+50,128
| +4% | +$1.46M |
|
823
CALL
Visa
V
$691B
| $38.7M | 0.01% |
224,983
+110,543
| +97% | +$19.7M |
|
824
CALL
State Street Technology Select Sector SPDR ETF
XLK
$114B
| $38.7M | 0.01% |
960,000
+633,000
| +194% | +$25.3M |
|
|
LK
825
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
| $38.6M | 0.01% |
2,033,929
+1,382,456
| +212% | +$29.3M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.