UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Skyworks Solutions
SWKS
$9.37B
| $39.2M | 0.02% |
432,216
-136,943
| -24% | -$12.8M |
|
|
DISCK
802
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $39M | 0.02% |
1,319,730
+583,798
| +79% | +$15.2M |
|
803
VanEck High Yield Muni ETF
HYD
$4.43B
| $38.8M | 0.02% |
623,895
+3,077
| +0.5% | +$193K |
|
|
TGE
804
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $38.7M | 0.02% |
1,643,173
+278,248
| +20% | +$6.59M |
|
|
AABA
805
CALL
DELISTED
Altaba Inc
AABA
| $38.7M | 0.02% |
568,700
-200,800
| -26% | -$14.2M |
|
806
PUT
Comcast
CMCSA
$85B
| $38.7M | 0.02% |
1,092,800
-659,100
| -38% | -$23.3M |
|
|
PMT
807
PennyMac Mortgage Investment
PMT
$822M
| $38.7M | 0.02% |
1,911,163
+195,055
| +11% | +$3.83M |
|
808
PUT
Pfizer
PFE
$143B
| $38.6M | 0.02% |
923,515
+187,823
| +26% | +$7.23M |
|
809
HCA Healthcare
HCA
$87.2B
| $38.6M | 0.02% |
277,302
+38,089
| +16% | +$4.74M |
|
810
Schwab US Large- Cap ETF
SCHX
$71.8B
| $38.6M | 0.02% |
3,327,354
+1,580,268
| +90% | +$18M |
|
811
iShares MSCI EAFE Growth ETF
EFG
$16.6B
| $38.5M | 0.02% |
481,269
-32
| -0% | -$2.55K |
|
|
VMW
812
DELISTED
VMware, Inc
VMW
| $38.4M | 0.02% |
246,121
+41,248
| +20% | +$6.31M |
|
813
CALL
Devon Energy
DVN
$52.1B
| $38.4M | 0.02% |
961,500
+445,700
| +86% | +$19M |
|
814
KLA
KLAC
$239B
| $38.3M | 0.02% |
3,770,250
-62,360
| -2% | -$682K |
|
815
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
| $38.3M | 0.02% |
384,821
+8,079
| +2% | +$763K |
|
816
Alaska Air
ALK
$5.29B
| $38.3M | 0.02% |
556,019
-19,407
| -3% | -$1.26M |
|
817
PUT
Ford
F
$58.5B
| $38.3M | 0.02% |
4,138,100
+536,300
| +15% | +$5.36M |
|
818
Invesco Mortgage Capital
IVR
$759M
| $38M | 0.02% |
240,269
+11,141
| +5% | +$1.8M |
|
|
PX
819
CALL
DELISTED
Praxair Inc
PX
| $37.9M | 0.02% |
236,100
+220,000
| +1,366% | +$35.3M |
|
820
CALL
Gilead Sciences
GILD
$162B
| $37.8M | 0.02% |
489,700
-129,984
| -21% | -$9.82M |
|
821
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $37.5M | 0.01% |
2,901,470
+330,073
| +13% | +$4.41M |
|
822
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$425M
| $37.4M | 0.01% |
385,998
-144,545
| -27% | -$14.3M |
|
823
Equinix
EQIX
$101B
| $37.3M | 0.01% |
86,079
-42,196
| -33% | -$18.5M |
|
824
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $37.2M | 0.01% |
438,321
+30,571
| +7% | +$2.44M |
|
825
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $37.1M | 0.01% |
1,346,419
+21,824
| +2% | +$599K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.