UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NVO
801
Novo Nordisk
NVO
$228B
| $38.3M | 0.02% |
1,425,624
+155,580
| +12% | +$3.96M |
|
802
Herbalife
HLF
$1.3B
| $38.2M | 0.02% |
1,129,232
-3,087,178
| -73% | -$108M |
|
803
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
| $38.2M | 0.02% |
1,673,526
-47,016
| -3% | -$1.05M |
|
804
WisdomTree US MidCap Fund
EZM
$939M
| $38.1M | 0.02% |
960,507
+30,978
| +3% | +$1.19M |
|
805
Fastenal
FAST
$54.8B
| $38.1M | 0.02% |
2,786,560
+917,952
| +49% | +$11.4M |
|
806
PUT
Valero Energy
VLO
$89.5B
| $38M | 0.02% |
413,800
+165,000
| +66% | +$13.6M |
|
|
CBI
807
DELISTED
Chicago Bridge & Iron Nv
CBI
| $38M | 0.02% |
2,355,394
+1,994,156
| +552% | +$32.5M |
|
808
Canadian National Railway
CNI
$78.5B
| $37.7M | 0.02% |
457,480
-89,438
| -16% | -$7.2M |
|
809
Newmont
NEM
$96.2B
| $37.6M | 0.02% |
1,003,006
-372,813
| -27% | -$13.7M |
|
810
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
| $37.5M | 0.02% |
883,723
-41,421
| -4% | -$1.74M |
|
811
Barron's 400 ETF
BFOR
$229M
| $37.4M | 0.02% |
3,601,464
-217,032
| -6% | -$2.21M |
|
|
BSCI
812
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
| $37.2M | 0.02% |
1,764,222
-119,762
| -6% | -$2.53M |
|
|
813
PUT
Canadian National Railway
CNI
$78.5B
| $37.1M | 0.02% |
450,000
-20,000
| -4% | -$1.61M |
|
|
VIAB
814
DELISTED
Viacom Inc. Class B
VIAB
| $37.1M | 0.02% |
1,204,855
-647,754
| -35% | -$17.6M |
|
815
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $37.1M | 0.02% |
752,200
+32,200
| +4% | +$1.52M |
|
816
iShares MSCI EAFE Growth ETF
EFG
$16.2B
| $36.9M | 0.02% |
456,951
+36,111
| +9% | +$2.86M |
|
817
PUT
American Express
AXP
$224B
| $36.9M | 0.02% |
371,200
+75,000
| +25% | +$7.14M |
|
818
CALL
Suncor Energy
SU
$77.7B
| $36.7M | 0.02% |
998,800
+408,000
| +69% | +$14.2M |
|
819
T-Mobile US
TMUS
$195B
| $36.6M | 0.02% |
576,820
-52,970
| -8% | -$3.23M |
|
820
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
| $36.6M | 0.02% |
1,408,970
+55,425
| +4% | +$1.42M |
|
|
VER
821
DELISTED
VEREIT, Inc.
VER
| $36.6M | 0.02% |
939,460
+497,872
| +113% | +$20M |
|
822
Pacer Trendpilot US Large Cap ETF
PTLC
$3.19B
| $36.5M | 0.02% |
1,276,637
+243,045
| +24% | +$6.82M |
|
823
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
| $36.5M | 0.02% |
1,917,914
+363,802
| +23% | +$5.98M |
|
824
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $36.5M | 0.02% |
1,568,239
+57,695
| +4% | +$1.3M |
|
825
Lennox International
LII
$15B
| $36.5M | 0.02% |
175,224
-15,685
| -8% | -$3.06M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.