UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Pultegroup
PHM
$25.2B
| $34.5M | 0.02% |
1,262,152
-73,217
| -5% | -$1.85M |
|
802
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
| $34.4M | 0.02% |
343,047
+17,404
| +5% | +$1.75M |
|
|
MIC
803
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $34.2M | 0.02% |
474,352
+141,038
| +42% | +$10.5M |
|
804
Las Vegas Sands
LVS
$32.2B
| $34.2M | 0.02% |
532,847
-151,400
| -22% | -$9.39M |
|
805
Lennox International
LII
$15B
| $34.2M | 0.02% |
190,909
+16,929
| +10% | +$2.91M |
|
806
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
| $33.9M | 0.02% |
1,353,545
-40,385
| -3% | -$960K |
|
807
CALL
SLB Ltd
SLB
$72.7B
| $33.9M | 0.02% |
485,720
+7,700
| +2% | +$509K |
|
808
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| $33.8M | 0.02% |
1,275,600
-72,000
| -5% | -$1.93M |
|
809
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
| $33.8M | 0.02% |
553,651
+140,035
| +34% | +$8.33M |
|
810
SLR Investment Corp
SLRC
$704M
| $33.7M | 0.02% |
1,557,044
-4,998
| -0.3% | -$108K |
|
811
International Flavors & Fragrances
IFF
$20.3B
| $33.7M | 0.02% |
235,716
-4,432
| -2% | -$608K |
|
812
Brookfield
BN
$102B
| $33.7M | 0.02% |
2,284,628
-20,917
| -0.9% | -$293K |
|
813
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
| $33.7M | 0.02% |
455,150
+41,088
| +10% | +$2.96M |
|
|
ICPT
814
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $33.6M | 0.02% |
579,120
| – | – |
|
815
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $33.4M | 0.02% |
2,464,942
+48,836
| +2% | +$656K |
|
|
WWE
816
DELISTED
World Wrestling Entertainment
WWE
| $33.4M | 0.02% |
1,419,811
-1,974
| -0.1% | -$42.4K |
|
817
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $33.4M | 0.02% |
1,510,544
-48,618
| -3% | -$1.07M |
|
818
Alaska Air
ALK
$5.11B
| $33.3M | 0.02% |
437,176
+19,117
| +5% | +$1.56M |
|
819
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
| $33.3M | 0.02% |
386,017
+7,106
| +2% | +$602K |
|
820
Cheniere Energy
CQP
$30.5B
| $33.2M | 0.02% |
1,153,223
-80,072
| -6% | -$2.31M |
|
821
HP
HPQ
$26B
| $33.2M | 0.02% |
1,663,761
+478,255
| +40% | +$9.1M |
|
822
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
| $33.1M | 0.02% |
1,030,113
-414,352
| -29% | -$13M |
|
823
JPMorgan Diversified Return International Equity ETF
JPIN
$364M
| $33M | 0.02% |
569,082
+122,071
| +27% | +$6.98M |
|
824
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
| $32.9M | 0.02% |
798,600
+750,000
| +1,543% | +$29.9M |
|
|
VMW
825
DELISTED
VMware, Inc
VMW
| $32.9M | 0.02% |
301,649
+28,219
| +10% | +$2.79M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.