UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Vanguard Russell 1000 ETF
VONE
$8.22B
| $29.2M | 0.02% |
284,226
+44,640
| +19% | +$4.48M |
|
|
FL
802
DELISTED
Foot Locker
FL
| $29.1M | 0.02% |
411,122
-207,347
| -34% | -$14.7M |
|
|
K
803
DELISTED
Kellanova
K
| $29.1M | 0.02% |
420,828
+15,460
| +4% | +$1.08M |
|
804
PACCAR
PCAR
$70.4B
| $29.1M | 0.02% |
682,101
-478,364
| -41% | -$19.3M |
|
805
CALL
EOG Resources
EOG
$77.5B
| $29M | 0.02% |
287,200
+45,800
| +19% | +$4.46M |
|
806
PUT
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
| $28.9M | 0.02% |
318,200
| – | – |
|
807
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $28.7M | 0.02% |
575,303
+20,826
| +4% | +$1.05M |
|
808
T-Mobile US
TMUS
$186B
| $28.6M | 0.02% |
498,006
-139,319
| -22% | -$7.29M |
|
809
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
| $28.6M | 0.02% |
303,919
+20,747
| +7% | +$1.99M |
|
810
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
| $28.6M | 0.02% |
259,928
+5,762
| +2% | +$639K |
|
811
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $28.5M | 0.02% |
1,159,030
+205,576
| +22% | +$5.11M |
|
|
ARI
812
Apollo Commercial Real Estate
ARI
$851M
| $28.5M | 0.02% |
1,715,762
+942,164
| +122% | +$15.8M |
|
813
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
| $28.4M | 0.02% |
572,400
-414,000
| -42% | -$19.4M |
|
814
PUT
NVIDIA
NVDA
$4.72T
| $28.3M | 0.02% |
10,592,000
+5,752,000
| +119% | +$12M |
|
815
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.63B
| $28.2M | 0.02% |
480,883
-233,003
| -33% | -$13.9M |
|
816
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.3B
| $28.2M | 0.02% |
476,500
+468,500
| +5,856% | +$28.9M |
|
817
PUT
BHP
BHP
$218B
| $28.1M | 0.02% |
881,442
+84,075
| +11% | +$2.72M |
|
818
PUT
JD.com
JD
$43.6B
| $28.1M | 0.02% |
1,104,600
-64,200
| -5% | -$1.67M |
|
|
IGR
819
CBRE Global Real Estate Income Fund
IGR
$718M
| $28M | 0.02% |
3,840,498
-520,516
| -12% | -$3.9M |
|
820
Green Plains
GPRE
$1.21B
| $28M | 0.02% |
1,005,186
+120,446
| +14% | +$3.21M |
|
821
Allstate
ALL
$68.3B
| $27.9M | 0.02% |
376,657
-5,070
| -1% | -$357K |
|
|
BSCI
822
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
| $27.9M | 0.02% |
1,317,015
-26,146
| -2% | -$555K |
|
823
PUT
Under Armour
UAA
$2.91B
| $27.9M | 0.02% |
960,000
-141,400
| -13% | -$4.64M |
|
824
BlackRock Multi-Sector Income Trust
BIT
$696M
| $27.8M | 0.02% |
1,688,163
+62,445
| +4% | +$1.03M |
|
825
CALL
American Express
AXP
$228B
| $27.8M | 0.02% |
375,400
+177,200
| +89% | +$12.3M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.