UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
CALL
Home Depot
HD
$348B
| $55.8M | 0.02% |
184,700
+47,400
| +35% | +$15.2M |
|
777
Herbalife
HLF
$1.19B
| $55.8M | 0.02% |
3,989,128
+218,949
| +6% | +$3.31M |
|
778
CALL
Pfizer
PFE
$148B
| $55.7M | 0.02% |
1,679,832
+844,232
| +101% | +$29.9M |
|
779
PUT
Ferrari
RACE
$71.7B
| $55.7M | 0.02% |
188,500
+80,000
| +74% | +$24.8M |
|
|
ICPT
780
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $55.6M | 0.02% |
2,999,188
+1,639,717
| +121% | +$18.5M |
|
781
Keysight
KEYS
$57.8B
| $55.5M | 0.02% |
419,530
-52,108
| -11% | -$7.72M |
|
782
CALL
Freeport-McMoran
FCX
$96.2B
| $55.4M | 0.02% |
1,486,700
-95,800
| -6% | -$3.86M |
|
|
VSXY
783
Victoria's Secret
VSXY
$7.44B
| $55.4M | 0.02% |
3,323,016
+378,860
| +13% | +$7.16M |
|
784
Constellation Energy
CEG
$95.1B
| $55.3M | 0.02% |
506,759
+48,904
| +11% | +$5.04M |
|
785
Verisk Analytics
VRSK
$24.3B
| $55M | 0.02% |
232,991
+20,837
| +10% | +$4.91M |
|
786
CALL
Emerson Electric
EMR
$87.3B
| $55M | 0.02% |
569,300
+20,000
| +4% | +$1.9M |
|
787
Martin Marietta Materials
MLM
$32.5B
| $55M | 0.02% |
133,873
-5,668
| -4% | -$2.51M |
|
788
Centene
CNC
$31.6B
| $54.9M | 0.02% |
797,423
-603,835
| -43% | -$40.2M |
|
789
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
| $54.8M | 0.02% |
2,138,063
+211,881
| +11% | +$5.58M |
|
790
CALL
Carrier Global
CARR
$53.5B
| $54.8M | 0.02% |
992,800
+25,800
| +3% | +$1.42M |
|
791
L3Harris
LHX
$53.9B
| $54.6M | 0.02% |
313,477
-77,819
| -20% | -$14.3M |
|
792
Newmont
NEM
$111B
| $54.4M | 0.02% |
1,473,131
-15,309
| -1% | -$622K |
|
793
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
| $54.4M | 0.02% |
358,015
-6,660
| -2% | -$1.05M |
|
794
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $54.2M | 0.02% |
1,238,600
-93,118
| -7% | -$4.2M |
|
795
Darden Restaurants
DRI
$23.8B
| $54.2M | 0.02% |
378,376
+19,847
| +6% | +$3.15M |
|
796
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.44B
| $54M | 0.02% |
1,093,023
+632,443
| +137% | +$33.2M |
|
797
Arch Capital
ACGL
$33.8B
| $53.9M | 0.02% |
675,726
+54,219
| +9% | +$4.22M |
|
798
PUT
Deutsche Bank
DB
$70.9B
| $53.8M | 0.02% |
4,894,000
-541,700
| -10% | -$5.86M |
|
799
PUT
Target
TGT
$66.6B
| $53.8M | 0.02% |
486,400
+49,400
| +11% | +$6.27M |
|
|
B
800
Barrick Mining
B
$69.3B
| $53.7M | 0.02% |
3,693,426
+878,894
| +31% | +$14.4M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.