UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
AstraZeneca
AZN
$250B
| $59.6M | 0.02% |
496,243
+45,571
| +10% | +$5.3M |
|
777
PUT
State Street SPDR S&P Retail ETF
XRT
$329M
| $59.5M | 0.02% |
658,400
+508,000
| +338% | +$48.3M |
|
778
Teleflex
TFX
$6.06B
| $59.4M | 0.02% |
157,640
+3,420
| +2% | +$1.33M |
|
779
Teradyne
TER
$60.9B
| $59.3M | 0.02% |
542,839
-43,323
| -7% | -$5.26M |
|
780
Synchrony
SYF
$25.8B
| $59.2M | 0.02% |
1,211,903
+46,548
| +4% | +$2.26M |
|
781
KKR & Co
KKR
$94.9B
| $59.2M | 0.02% |
972,402
-101,671
| -9% | -$6.38M |
|
782
Keurig Dr Pepper
KDP
$41.8B
| $59.2M | 0.02% |
1,732,044
+595,745
| +52% | +$20.8M |
|
783
CALL
Home Depot
HD
$352B
| $59.1M | 0.02% |
179,950
-8,400
| -4% | -$2.76M |
|
784
CALL
Gilead Sciences
GILD
$164B
| $59.1M | 0.02% |
845,519
+391,606
| +86% | +$27.5M |
|
785
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
| $58.9M | 0.02% |
1,289,001
+126,714
| +11% | +$5.8M |
|
786
CALL
NextEra Energy
NEE
$179B
| $58.8M | 0.02% |
748,995
-1,500
| -0.2% | -$121K |
|
787
PUT
Sea Limited
SE
$70.4B
| $58.8M | 0.02% |
184,341
-17,859
| -9% | -$5.48M |
|
788
Baxter International
BAX
$14.1B
| $58.7M | 0.02% |
730,333
+23,122
| +3% | +$1.83M |
|
|
B
789
Barrick Mining
B
$68.8B
| $58.6M | 0.02% |
3,247,430
-360,472
| -10% | -$7.24M |
|
790
Lennar Class B
LEN.B
$20.8B
| $58.3M | 0.02% |
790,603
-1,331
| -0.2% | -$106K |
|
791
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| $58.1M | 0.02% |
2,121,427
+153,366
| +8% | +$4.2M |
|
792
Invesco S&P 500 Top 50 ETF
XLG
$11B
| $58M | 0.02% |
1,758,440
-89,380
| -5% | -$3.03M |
|
793
Ventas
VTR
$47.5B
| $57.8M | 0.02% |
1,047,567
+258,377
| +33% | +$14.8M |
|
794
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $57.3M | 0.02% |
941,047
-28,865
| -3% | -$1.82M |
|
795
HP
HPQ
$26.1B
| $57.2M | 0.02% |
2,092,070
+189,444
| +10% | +$5.44M |
|
796
Keysight
KEYS
$57.4B
| $57.2M | 0.02% |
348,211
+26,695
| +8% | +$4.48M |
|
|
B
797
PUT
Barrick Mining
B
$68.8B
| $57.2M | 0.02% |
3,168,300
-660,400
| -17% | -$13.3M |
|
798
First Trust US Equity Opportunities ETF
FPX
$1.52B
| $57M | 0.02% |
462,230
-91,363
| -17% | -$11.6M |
|
799
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
| $57M | 0.02% |
956,296
+758
| +0.1% | +$46.7K |
|
800
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $57M | 0.02% |
2,173,538
+382,756
| +21% | +$10.1M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.