UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JPS
776
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $50M | 0.02% |
4,984,591
+190,120
| +4% | +$1.91M |
|
777
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $49.9M | 0.02% |
1,464,669
+653,877
| +81% | +$21.3M |
|
778
PUT
DuPont de Nemours
DD
$18.5B
| $49.9M | 0.02% |
619,148
+419,284
| +210% | +$34.8M |
|
779
MSCI
MSCI
$41.6B
| $49.7M | 0.02% |
192,453
+17,804
| +10% | +$4.34M |
|
780
CALL
Corteva
CTVA
$52.6B
| $49.6M | 0.02% |
1,678,000
+1,613,600
| +2,506% | +$42.7M |
|
781
CALL
Citigroup
C
$222B
| $49.5M | 0.02% |
620,093
-130,647
| -17% | -$9.65M |
|
782
ProShares Russell 2000 Dividend Growers ETF
SMDV
$695M
| $49.5M | 0.02% |
801,546
+50,706
| +7% | +$3.06M |
|
783
Vanguard Russell 1000 Value ETF
VONV
$20.7B
| $49.5M | 0.02% |
826,198
-100,770
| -11% | -$5.82M |
|
784
PUT
Stellantis
STLA
$21.7B
| $49.4M | 0.02% |
3,359,819
-1,308,707
| -28% | -$18.9M |
|
785
Huntington Bancshares
HBAN
$34.4B
| $49.3M | 0.02% |
3,271,755
+397,249
| +14% | +$5.82M |
|
786
Gaotu Techedu
GOTU
$434M
| $49.3M | 0.02% |
2,254,214
+1,691,673
| +301% | +$28.8M |
|
787
PUT
Franco-Nevada
FNV
$41.1B
| $49.1M | 0.02% |
475,000
+175,000
| +58% | +$16.9M |
|
788
Universal Health Services
UHS
$10.2B
| $49.1M | 0.02% |
341,988
-688,129
| -67% | -$98.1M |
|
|
FITB
789
Fifth Third Bancorp
FITB
$51.2B
| $49M | 0.02% |
1,595,468
+359,090
| +29% | +$10.5M |
|
790
First Trust US Equity Opportunities ETF
FPX
$1.47B
| $49M | 0.02% |
609,863
+133,162
| +28% | +$10.3M |
|
791
CALL
Petrobras
PBR
$125B
| $48.8M | 0.02% |
3,061,900
+128,440
| +4% | +$1.96M |
|
|
IRBT
792
PUT
DELISTED
iRobot
IRBT
| $48.8M | 0.02% |
963,100
+643,100
| +201% | +$32.3M |
|
793
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $48.6M | 0.02% |
1,856,352
+46,995
| +3% | +$1.24M |
|
794
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
| $48.5M | 0.02% |
753,817
+28,506
| +4% | +$1.77M |
|
795
Boston Properties
BXP
$11.2B
| $48.5M | 0.02% |
351,810
+126,726
| +56% | +$17.1M |
|
796
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $48.5M | 0.02% |
1,754,592
-216,220
| -11% | -$5.81M |
|
|
EVV
797
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $48.5M | 0.02% |
3,656,568
+170,067
| +5% | +$2.18M |
|
|
CERN
798
DELISTED
Cerner Corp
CERN
| $48.4M | 0.02% |
659,865
+27,237
| +4% | +$1.88M |
|
799
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
| $48.3M | 0.02% |
868,841
-67,440
| -7% | -$3.65M |
|
800
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
| $48.3M | 0.02% |
770,000
+260,000
| +51% | +$15.8M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.