UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Lennar Class A
LEN
$20.2B
| $30.7M | 0.02% |
750,167
+195,162
| +35% | +$7.89M |
|
777
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
| $30.5M | 0.02% |
420,218
-67,222
| -14% | -$4.93M |
|
|
APLP
778
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
| $30.5M | 0.02% |
1,901,892
+196,383
| +12% | +$3.05M |
|
|
HBI
779
DELISTED
Hanesbrands
HBI
| $30.5M | 0.02% |
1,414,215
-303,709
| -18% | -$7.25M |
|
780
Vanguard Materials ETF
VAW
$3.02B
| $30.4M | 0.02% |
270,747
+8,852
| +3% | +$968K |
|
781
PUT
Valero Energy
VLO
$92.6B
| $30.4M | 0.02% |
444,600
+24,100
| +6% | +$1.48M |
|
782
PUT
Phillips 66
PSX
$84.4B
| $30.3M | 0.02% |
351,000
+35,000
| +11% | +$2.91M |
|
783
Lear
LEA
$7.33B
| $30.3M | 0.02% |
228,921
+63,362
| +38% | +$7.97M |
|
|
MTGE
784
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $30.2M | 0.02% |
1,923,319
+232,941
| +14% | +$3.87M |
|
|
SHPG
785
DELISTED
Shire pic
SHPG
| $30.2M | 0.02% |
177,057
+21,927
| +14% | +$3.89M |
|
786
Baxter International
BAX
$13.8B
| $29.8M | 0.02% |
671,517
+42,127
| +7% | +$1.95M |
|
787
CALL
Kinder Morgan
KMI
$70.5B
| $29.8M | 0.02% |
1,437,400
+85,000
| +6% | +$1.8M |
|
|
ETFC
788
CALL
DELISTED
E*Trade Financial Corporation
ETFC
| $29.8M | 0.02% |
858,700
+636,300
| +286% | +$20.3M |
|
789
Analog Devices
ADI
$179B
| $29.8M | 0.02% |
409,708
+73,287
| +22% | +$4.98M |
|
790
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
| $29.7M | 0.02% |
756,560
+39,048
| +5% | +$1.51M |
|
791
Canadian National Railway
CNI
$76.9B
| $29.6M | 0.02% |
439,823
+25,101
| +6% | +$1.66M |
|
792
Sherwin-Williams
SHW
$83.7B
| $29.6M | 0.02% |
330,144
+10,371
| +3% | +$917K |
|
793
Lamb Weston
LW
$7.36B
| $29.5M | 0.02% |
+780,398
| New | +$26.6M |
|
794
PUT
UnitedHealth
UNH
$383B
| $29.5M | 0.02% |
184,300
-121,600
| -40% | -$18.2M |
|
795
Vipshop
VIPS
$7.3B
| $29.4M | 0.02% |
2,674,280
+1,940,976
| +265% | +$25.1M |
|
|
WWE
796
DELISTED
World Wrestling Entertainment
WWE
| $29.4M | 0.02% |
1,597,243
+132,366
| +9% | +$2.51M |
|
797
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
| $29.3M | 0.02% |
619,582
+521,807
| +534% | +$24.5M |
|
798
iShares MSCI Switzerland ETF
EWL
$2.21B
| $29.3M | 0.02% |
995,050
-54,879
| -5% | -$1.6M |
|
799
SLR Investment Corp
SLRC
$696M
| $29.3M | 0.02% |
1,405,658
+76,734
| +6% | +$1.57M |
|
800
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $29.2M | 0.02% |
509,528
-61,627
| -11% | -$3.57M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.