UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
BioMarin Pharmaceuticals
BMRN
$11.5B
| $28.1M | 0.02% |
303,675
+131,344
| +76% | +$12.4M |
|
|
SWN
777
CALL
DELISTED
Southwestern Energy Company
SWN
| $28.1M | 0.02% |
2,028,100
+1,928,900
| +1,944% | +$26.7M |
|
778
CALL
Salesforce
CRM
$150B
| $28M | 0.02% |
392,600
+191,800
| +96% | +$15M |
|
779
Vanguard Materials ETF
VAW
$2.95B
| $28M | 0.02% |
261,895
-26,736
| -9% | -$2.86M |
|
780
PUT
Cisco
CSCO
$453B
| $28M | 0.02% |
881,400
+394,800
| +81% | +$12.1M |
|
|
GGN
781
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
| $28M | 0.02% |
4,381,865
+687,496
| +19% | +$4.5M |
|
|
MIC
782
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $27.9M | 0.02% |
335,049
-141,367
| -30% | -$11.2M |
|
783
Las Vegas Sands
LVS
$31.7B
| $27.9M | 0.02% |
484,041
-757,181
| -61% | -$39M |
|
784
Sprouts Farmers Market
SFM
$8.18B
| $27.8M | 0.02% |
1,345,690
+552,778
| +70% | +$12.3M |
|
785
BlackRock Multi-Sector Income Trust
BIT
$697M
| $27.8M | 0.02% |
1,625,718
+57,373
| +4% | +$975K |
|
786
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
| $27.7M | 0.02% |
717,512
-38,416
| -5% | -$1.48M |
|
787
PUT
American Express
AXP
$228B
| $27.5M | 0.02% |
429,200
-100,000
| -19% | -$6.42M |
|
788
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $27.5M | 0.02% |
567,025
-262,072
| -32% | -$12.7M |
|
789
Pultegroup
PHM
$24.3B
| $27.4M | 0.02% |
1,367,296
-341,522
| -20% | -$7.08M |
|
790
Lam Research
LRCX
$378B
| $27.3M | 0.02% |
2,887,290
+499,240
| +21% | +$4.54M |
|
791
Hewlett Packard
HPE
$62.8B
| $27.3M | 0.02% |
2,065,562
+361,801
| +21% | +$4.47M |
|
792
SLR Investment Corp
SLRC
$685M
| $27.3M | 0.02% |
1,328,924
-39,320
| -3% | -$791K |
|
793
Canadian National Railway
CNI
$77.3B
| $27.1M | 0.02% |
414,722
-32,656
| -7% | -$2.06M |
|
794
iShares Core S&P Total US Stock Market ETF
ITOT
$93.9B
| $27.1M | 0.02% |
546,552
+215,152
| +65% | +$10.6M |
|
|
SEE
795
DELISTED
Sealed Air
SEE
| $27M | 0.02% |
590,090
+277,306
| +89% | +$13M |
|
796
American Water Works
AWK
$27B
| $26.9M | 0.02% |
359,957
-176,177
| -33% | -$13.8M |
|
797
CALL
Wynn Resorts
WYNN
$10.2B
| $26.9M | 0.02% |
276,500
+246,500
| +822% | +$24.1M |
|
798
Cardinal Health
CAH
$53.6B
| $26.8M | 0.02% |
345,487
-107,142
| -24% | -$8.66M |
|
|
OA
799
DELISTED
Orbital ATK, Inc.
OA
| $26.8M | 0.02% |
351,860
+29,855
| +9% | +$2.38M |
|
800
CALL
VanEck Junior Gold Miners ETF
GDXJ
$6.91B
| $26.8M | 0.02% |
605,000
+451,900
| +295% | +$21.4M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.