UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Chipotle Mexican Grill
CMG
$43.7B
| $62.3M | 0.02% |
1,713,250
-150,450
| -8% | -$5.47M |
|
752
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $62.3M | 0.02% |
1,291,856
-124,042
| -9% | -$6M |
|
753
CALL
AbbVie
ABBV
$435B
| $62.2M | 0.02% |
576,861
+208,026
| +56% | +$23.8M |
|
|
HZNP
754
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $62.2M | 0.02% |
567,969
+197,099
| +53% | +$20.5M |
|
755
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $62.1M | 0.02% |
1,927,055
-1,061,993
| -36% | -$34.9M |
|
756
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
| $62.1M | 0.02% |
393,797
-40,259
| -9% | -$6.54M |
|
|
SCHW
757
PUT
Charles Schwab
SCHW
$188B
| $62.1M | 0.02% |
853,064
+24,500
| +3% | +$1.75M |
|
758
Darden Restaurants
DRI
$23.9B
| $61.8M | 0.02% |
408,157
-45,555
| -10% | -$6.7M |
|
759
Quest Diagnostics
DGX
$26B
| $61.7M | 0.02% |
424,873
+88,047
| +26% | +$12.9M |
|
760
Invesco Leisure and Entertainment ETF
PEJ
$255M
| $61.7M | 0.02% |
1,224,783
-53,632
| -4% | -$2.66M |
|
|
GRMN
761
Garmin
GRMN
$58.3B
| $61.6M | 0.02% |
396,017
+14,400
| +4% | +$2.34M |
|
762
PUT
Dominion Energy
D
$60B
| $61.5M | 0.02% |
841,615
+76,816
| +10% | +$5.86M |
|
763
PUT
Invesco Senior Loan ETF
BKLN
$6.8B
| $61.3M | 0.02% |
2,772,000
+1,582,000
| +133% | +$35M |
|
|
IBDN
764
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
| $61.1M | 0.02% |
2,413,117
+216,446
| +10% | +$5.48M |
|
765
PUT
Trip.com Group
TCOM
$28.9B
| $61.1M | 0.02% |
1,985,521
-102,800
| -5% | -$2.96M |
|
766
Vanguard S&P 500 Value ETF
VOOV
$6.69B
| $61M | 0.02% |
434,020
+7,284
| +2% | +$1.05M |
|
767
Invitation Homes
INVH
$18.1B
| $60.9M | 0.02% |
1,589,996
+96,043
| +6% | +$3.85M |
|
768
PUT
ExxonMobil
XOM
$628B
| $60.8M | 0.02% |
1,034,189
+94,700
| +10% | +$5.4M |
|
769
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
| $60.7M | 0.02% |
2,027,008
+103,352
| +5% | +$3.18M |
|
770
WisdomTree US MidCap Dividend Fund
DON
$4.09B
| $60.6M | 0.02% |
1,462,995
-13,125
| -0.9% | -$551K |
|
771
Nucor
NUE
$62.6B
| $60.6M | 0.02% |
614,836
-48,353
| -7% | -$5.14M |
|
772
Qorvo
QRVO
$8.4B
| $60.5M | 0.02% |
361,669
-8,717
| -2% | -$1.62M |
|
773
AutoZone
AZO
$50.1B
| $60.4M | 0.02% |
35,599
+1,821
| +5% | +$2.92M |
|
774
CALL
Wynn Resorts
WYNN
$10.5B
| $60.2M | 0.02% |
709,800
+679,800
| +2,266% | +$67.1M |
|
775
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
| $59.6M | 0.02% |
892,651
+7,470
| +0.8% | +$511K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.