UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Hershey
HSY
$35.2B
| $44.8M | 0.02% |
289,095
-74,752
| -21% | -$11.3M |
|
|
HBI
752
DELISTED
Hanesbrands
HBI
| $44.8M | 0.02% |
2,923,441
+895,862
| +44% | +$13.6M |
|
753
Ares Capital
ARCC
$13.5B
| $44.7M | 0.02% |
2,398,233
-261,235
| -10% | -$4.84M |
|
754
ProShares Russell 2000 Dividend Growers ETF
SMDV
$695M
| $44.6M | 0.02% |
750,840
+64,141
| +9% | +$3.77M |
|
755
Sempra
SRE
$57.9B
| $44.3M | 0.02% |
599,838
-180,716
| -23% | -$12.7M |
|
|
ADAM
756
Adamas Trust
ADAM
$815M
| $44.3M | 0.02% |
1,817,137
+312,255
| +21% | +$7.69M |
|
757
Vanguard Industrials ETF
VIS
$8.1B
| $44.3M | 0.02% |
303,012
-3,980
| -1% | -$575K |
|
758
iShares Expanded Tech-Software Sector ETF
IGV
$13.4B
| $44.2M | 0.02% |
1,043,115
-4,750
| -0.5% | -$208K |
|
759
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
| $44.2M | 0.02% |
725,311
+38,459
| +6% | +$2.37M |
|
760
Vulcan Materials
VMC
$34.8B
| $43.6M | 0.02% |
288,418
+85,432
| +42% | +$12.1M |
|
|
EVV
761
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $43.6M | 0.02% |
3,486,501
-32,450
| -0.9% | -$408K |
|
762
Invesco Senior Loan ETF
BKLN
$6.77B
| $43.5M | 0.02% |
1,924,558
-8,252
| -0.4% | -$187K |
|
763
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $43.3M | 0.02% |
987,604
-200,296
| -17% | -$8.65M |
|
|
XLNX
764
PUT
DELISTED
Xilinx Inc
XLNX
| $43.3M | 0.02% |
451,400
+343,900
| +320% | +$37.6M |
|
765
Church & Dwight Co
CHD
$23.4B
| $43.3M | 0.02% |
574,916
-40,647
| -7% | -$3.08M |
|
|
CERN
766
DELISTED
Cerner Corp
CERN
| $43.1M | 0.02% |
632,628
+183,095
| +41% | +$13M |
|
767
Copart
CPRT
$27B
| $43.1M | 0.02% |
2,145,704
+245,604
| +13% | +$4.77M |
|
768
NGL Energy Partners
NGL
$2.05B
| $43M | 0.02% |
3,090,576
+402,034
| +15% | +$5.67M |
|
769
Brookfield
BN
$104B
| $43M | 0.02% |
1,862,478
+44,791
| +2% | +$811K |
|
770
First Trust Cloud Computing ETF
SKYY
$2.86B
| $42.7M | 0.02% |
756,861
-177,131
| -19% | -$10.3M |
|
771
Consolidated Edison
ED
$40.1B
| $42.6M | 0.02% |
450,595
+7,494
| +2% | +$665K |
|
772
Huntington Ingalls Industries
HII
$12.9B
| $42.5M | 0.02% |
200,838
-73,672
| -27% | -$16.1M |
|
773
PUT
JD.com
JD
$44.6B
| $42.5M | 0.02% |
1,504,784
-1,092,000
| -42% | -$33M |
|
774
CALL
Petrobras
PBR
$125B
| $42.4M | 0.02% |
2,933,460
+2,010,560
| +218% | +$29.5M |
|
|
BID
775
DELISTED
Sotheby's
BID
| $42.4M | 0.02% |
744,823
-232,811
| -24% | -$13.5M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.