UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Vertex Pharmaceuticals
VRTX
$123B
| $37.3M | 0.02% |
245,081
+500
| +0.2% | +$75.3K |
|
|
KSU
752
DELISTED
Kansas City Southern
KSU
| $37.1M | 0.02% |
341,470
+8,819
| +3% | +$925K |
|
|
AGU
753
DELISTED
Agrium
AGU
| $37.1M | 0.02% |
345,968
+18,388
| +6% | +$1.84M |
|
|
EEP
754
DELISTED
Enbridge Energy Partners
EEP
| $37M | 0.02% |
2,314,347
-591,392
| -20% | -$9.11M |
|
755
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
| $36.9M | 0.02% |
1,720,542
-27,930
| -2% | -$589K |
|
756
PUT
Newmont
NEM
$96.2B
| $36.9M | 0.02% |
982,500
-59,900
| -6% | -$2.18M |
|
757
Electronic Arts
EA
$52.4B
| $36.7M | 0.02% |
311,256
-12,352
| -4% | -$1.43M |
|
758
PUT
IBM
IBM
$213B
| $36.7M | 0.02% |
264,638
-11,088
| -4% | -$1.54M |
|
759
iShares Europe ETF
IEV
$1.64B
| $36.6M | 0.02% |
780,047
-26,865
| -3% | -$1.22M |
|
|
CS
760
DELISTED
Credit Suisse Group
CS
| $36.6M | 0.02% |
2,313,383
+261,421
| +13% | +$3.97M |
|
761
Northern Trust
NTRS
$21.8B
| $36.5M | 0.02% |
397,468
+94,950
| +31% | +$8.58M |
|
762
iShares MSCI United Kingdom ETF
EWU
$4.1B
| $36.5M | 0.02% |
1,046,655
-572,391
| -35% | -$19.4M |
|
763
PUT
Charter Communications
CHTR
$17.3B
| $36.5M | 0.02% |
+100,300
| New | +$37.3M |
|
764
CALL
Salesforce
CRM
$154B
| $36.4M | 0.02% |
389,900
+387,900
| +19,395% | +$35.7M |
|
765
iShares Semiconductor ETF
SOXX
$38.4B
| $36.3M | 0.02% |
687,468
+329,442
| +92% | +$16.4M |
|
|
PPL
766
PPL Corp
PPL
$26.9B
| $36.3M | 0.02% |
956,158
+184,970
| +24% | +$7.15M |
|
767
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
| $36.3M | 0.02% |
1,354,401
+21,552
| +2% | +$574K |
|
768
PUT
Ford
F
$60.9B
| $36.2M | 0.02% |
3,025,000
-878,600
| -23% | -$9.91M |
|
769
PACCAR
PCAR
$70.5B
| $36.1M | 0.02% |
748,875
+108,973
| +17% | +$4.92M |
|
770
Bankunited
BKU
$3.33B
| $36.1M | 0.02% |
1,015,264
+136,114
| +15% | +$4.57M |
|
771
Under Armour
UAA
$3.01B
| $36.1M | 0.02% |
2,190,925
-255,859
| -10% | -$4.7M |
|
772
CALL
Intel
INTC
$413B
| $36.1M | 0.02% |
946,712
-164,088
| -15% | -$5.83M |
|
773
PUT
Pfizer
PFE
$143B
| $36M | 0.02% |
1,064,224
+653,480
| +159% | +$21M |
|
774
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
| $36M | 0.02% |
642,455
+77,074
| +14% | +$4.21M |
|
775
Zoetis
ZTS
$32.7B
| $35.9M | 0.02% |
563,533
-159,180
| -22% | -$9.97M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.