UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
PUT
Applied Materials
AMAT
$424B
| $64.8M | 0.02% |
503,581
-29,200
| -5% | -$3.96M |
|
727
Hershey
HSY
$36.1B
| $64.8M | 0.02% |
382,710
+67,908
| +22% | +$12M |
|
728
XPeng
XPEV
$11.2B
| $64.7M | 0.02% |
1,819,411
+397,796
| +28% | +$15.8M |
|
729
PUT
Verizon
VZ
$193B
| $64.5M | 0.02% |
1,194,989
+255,692
| +27% | +$14.1M |
|
730
Sempra
SRE
$55.3B
| $64.3M | 0.02% |
1,017,404
+74,452
| +8% | +$4.91M |
|
731
PUT
Mercado Libre
MELI
$97.5B
| $64.3M | 0.02% |
38,300
+16,800
| +78% | +$29.1M |
|
732
Zimmer Biomet
ZBH
$19B
| $64.3M | 0.02% |
452,232
-103,987
| -19% | -$15.3M |
|
733
Essex Property Trust
ESS
$18.5B
| $64.2M | 0.02% |
200,737
+28,705
| +17% | +$9.29M |
|
734
PUT
NextEra Energy
NEE
$179B
| $64.1M | 0.02% |
816,309
+54,800
| +7% | +$4.42M |
|
735
Northrop Grumman
NOC
$79.2B
| $64.1M | 0.02% |
177,873
-119,631
| -40% | -$43.2M |
|
736
CALL
Uber
UBER
$139B
| $64M | 0.02% |
1,429,500
+1,189,500
| +496% | +$52M |
|
|
VMW
737
DELISTED
VMware, Inc
VMW
| $64M | 0.02% |
430,441
+181,926
| +73% | +$27.6M |
|
738
CALL
Alphabet (Google) Class C
GOOG
$4.4T
| $64M | 0.02% |
480,280
-35,200
| -7% | -$4.85M |
|
739
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
| $63.9M | 0.02% |
665,924
-10,448
| -2% | -$1.03M |
|
740
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $63.9M | 0.02% |
480,000
-2,464,700
| -84% | -$333M |
|
741
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
| $63.8M | 0.02% |
573,522
+11,422
| +2% | +$1.3M |
|
742
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
| $63.7M | 0.02% |
383,661
+1,034
| +0.3% | +$177K |
|
743
CALL
Mastercard
MA
$500B
| $63.6M | 0.02% |
182,970
-39,407
| -18% | -$14.3M |
|
744
Vanguard FTSE Pacific ETF
VPL
$8.37B
| $63.5M | 0.02% |
783,722
+35,523
| +5% | +$2.93M |
|
745
CALL
IBM
IBM
$222B
| $63.4M | 0.02% |
476,998
+3,809
| +0.8% | +$509K |
|
746
PUT
United Parcel Service
UPS
$91.5B
| $63.4M | 0.02% |
347,906
+116,100
| +50% | +$22.9M |
|
747
Schwab U.S Small- Cap ETF
SCHA
$23B
| $63M | 0.02% |
2,518,812
+41,300
| +2% | +$1.05M |
|
748
Trip.com Group
TCOM
$28.9B
| $62.8M | 0.02% |
2,042,341
+694,585
| +52% | +$20M |
|
749
CALL
Comcast
CMCSA
$87.8B
| $62.7M | 0.02% |
1,120,588
-205,300
| -15% | -$12M |
|
750
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
| $62.5M | 0.02% |
1,212,418
+7,158
| +0.6% | +$373K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.