UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
| $33.6M | 0.02% |
538,060
+28,532
| +6% | +$1.74M |
|
727
PUT
MPLX
MPLX
$58.6B
| $33.5M | 0.02% |
929,100
+207,200
| +29% | +$7.63M |
|
|
ARI
728
Apollo Commercial Real Estate
ARI
$864M
| $33.5M | 0.02% |
1,778,762
+63,000
| +4% | +$1.12M |
|
729
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
| $33.4M | 0.02% |
1,435,615
+12,760
| +0.9% | +$297K |
|
730
Lennar Class A
LEN
$20.4B
| $33.3M | 0.02% |
683,962
-66,205
| -9% | -$3M |
|
|
DB.RT
731
DELISTED
Deutsche Bank Aktiengesellschaft
DB.RT
| $33.3M | 0.02% |
+14,119,827
| New | +$32.2M |
|
732
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $33.3M | 0.02% |
1,144,785
-150,544
| -12% | -$4.34M |
|
|
ATH
733
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $33.1M | 0.02% |
662,285
+661,352
| +70,884% | +$32.8M |
|
734
Golub Capital BDC
GBDC
$3.33B
| $33.1M | 0.02% |
1,699,242
+278,444
| +20% | +$5.16M |
|
735
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $33M | 0.02% |
1,561,743
-7,073
| -0.5% | -$152K |
|
|
INXN
736
DELISTED
Interxion Holding N.V.
INXN
| $33M | 0.02% |
833,995
-59,856
| -7% | -$2.3M |
|
737
Celanese
CE
$4.82B
| $33M | 0.02% |
366,868
+17,567
| +5% | +$1.53M |
|
738
TC Energy
TRP
$70.1B
| $32.8M | 0.02% |
711,072
-440,188
| -38% | -$20.5M |
|
739
APA Corp
APA
$13B
| $32.6M | 0.02% |
634,826
+59,588
| +10% | +$3.35M |
|
740
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
| $32.6M | 0.02% |
602,391
+27,088
| +5% | +$1.42M |
|
741
CALL
UBS Group
UBS
$170B
| $32.6M | 0.02% |
2,041,029
-820,765
| -29% | -$13.2M |
|
742
International Flavors & Fragrances
IFF
$20.3B
| $32.5M | 0.02% |
245,014
+76,066
| +45% | +$9.34M |
|
|
MON
743
PUT
DELISTED
Monsanto Co
MON
| $32.4M | 0.02% |
286,000
+175,200
| +158% | +$19.4M |
|
744
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
| $32.3M | 0.02% |
306,875
+62,572
| +26% | +$6.27M |
|
745
CALL
Boeing
BA
$169B
| $32.3M | 0.02% |
182,400
+136,500
| +297% | +$23.2M |
|
746
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $32.1M | 0.02% |
2,198,600
-160,729
| -7% | -$2.33M |
|
747
HP
HPQ
$26B
| $32.1M | 0.02% |
1,795,860
+228,888
| +15% | +$3.7M |
|
|
PPL
748
PPL Corp
PPL
$26.9B
| $32.1M | 0.02% |
857,532
-293,657
| -26% | -$10.5M |
|
|
HOLX
749
DELISTED
Hologic
HOLX
| $32M | 0.02% |
751,817
+67,030
| +10% | +$2.73M |
|
750
State Street
STT
$48.4B
| $31.8M | 0.02% |
399,781
-42,308
| -10% | -$3.36M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.