UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
PepsiCo
PEP
$190B
| $985M | 0.34% |
5,815,966
+898,024
| +18% | +$163M |
|
52
Vanguard Dividend Appreciation ETF
VIG
$111B
| $962M | 0.33% |
6,193,346
+8,076
| +0.1% | +$1.31M |
|
53
iShares Core S&P Small-Cap ETF
IJR
$111B
| $922M | 0.32% |
9,777,243
+96,819
| +1% | +$9.67M |
|
54
Mastercard
MA
$501B
| $907M | 0.31% |
2,291,138
-96,999
| -4% | -$38.9M |
|
55
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
| $904M | 0.31% |
19,992,902
+2,617,934
| +15% | +$115M |
|
56
Accenture
ACN
$101B
| $901M | 0.31% |
2,932,983
+159,392
| +6% | +$50.2M |
|
57
PUT
Tesla
TSLA
$1.27T
| $847M | 0.29% |
3,384,000
+488,000
| +17% | +$125M |
|
58
Invesco S&P 500 Equal Weight ETF
RSP
$97.9B
| $843M | 0.29% |
5,948,672
+880,506
| +17% | +$132M |
|
59
Vanguard Morningstar Total Stock Market ETF
VTI
$668B
| $838M | 0.29% |
3,946,139
+33,079
| +0.8% | +$7.32M |
|
60
iShares Russell 2000 ETF
IWM
$81.4B
| $828M | 0.29% |
4,686,432
+236,715
| +5% | +$44.4M |
|
61
Linde
LIN
$223B
| $812M | 0.28% |
2,181,173
-83,957
| -4% | -$32M |
|
62
Walmart Inc
WMT
$877B
| $799M | 0.28% |
14,996,181
+1,534,317
| +11% | +$81.6M |
|
63
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $797M | 0.27% |
9,723,282
-202,226
| -2% | -$17.3M |
|
64
Liberty Broadband Class C
LBRDK
$4.98B
| $788M | 0.27% |
8,626,349
+1,536,718
| +22% | +$137M |
|
|
65
CALL
iShares MSCI ACWI ETF
ACWI
$32.7B
| $785M | 0.27% |
8,500,000
+7,000,000
| +467% | +$672M |
|
66
Amgen
AMGN
$205B
| $784M | 0.27% |
2,916,520
-334,740
| -10% | -$83.5M |
|
67
RTX Corp
RTX
$291B
| $781M | 0.27% |
10,850,989
-225,372
| -2% | -$19.3M |
|
68
NextEra Energy
NEE
$180B
| $780M | 0.27% |
13,618,359
-800,755
| -6% | -$55.4M |
|
69
Honeywell
HON
$78.3B
| $777M | 0.27% |
4,462,795
-237,142
| -5% | -$43.4M |
|
70
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $777M | 0.27% |
16,317,991
-1,665,576
| -9% | -$82.4M |
|
71
Starbucks
SBUX
$119B
| $770M | 0.27% |
8,440,812
-417,630
| -5% | -$41M |
|
72
Union Pacific
UNP
$173B
| $768M | 0.26% |
3,771,617
-433,972
| -10% | -$94.5M |
|
73
United Parcel Service
UPS
$90.5B
| $764M | 0.26% |
4,903,684
-428,514
| -8% | -$74M |
|
74
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
| $760M | 0.26% |
8,573,509
-807,433
| -9% | -$77.6M |
|
75
SPDR Gold Trust
GLD
$131B
| $740M | 0.26% |
4,318,838
-43,733
| -1% | -$7.82M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.