UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $1.08B | 0.34% |
28,695,200
+10,750,900
| +60% | +$402M |
|
52
Coca-Cola
KO
$377B
| $1.07B | 0.34% |
20,397,762
+1,225,208
| +6% | +$68.3M |
|
53
Berkshire Hathaway Class B
BRK.B
$1.1T
| $1.05B | 0.33% |
3,834,242
+59,812
| +2% | +$16.8M |
|
|
54
PUT
Microsoft
MSFT
$3.45T
| $1.05B | 0.33% |
3,711,475
-316,212
| -8% | -$92M |
|
55
AbbVie
ABBV
$443B
| $1.04B | 0.33% |
9,658,887
+21,075
| +0.2% | +$2.41M |
|
56
PayPal
PYPL
$48.9B
| $1.03B | 0.32% |
3,951,167
+635,335
| +19% | +$180M |
|
57
iShares Core S&P Small-Cap ETF
IJR
$109B
| $1.02B | 0.32% |
9,359,673
-154,311
| -2% | -$17M |
|
58
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $1B | 0.32% |
19,846,988
+550,624
| +3% | +$28.6M |
|
59
NextEra Energy
NEE
$181B
| $982M | 0.31% |
12,505,619
+738,479
| +6% | +$59.6M |
|
60
iShares MSCI ACWI ETF
ACWI
$32.5B
| $955M | 0.3% |
9,555,910
-1,539,079
| -14% | -$158M |
|
61
Merck
MRK
$322B
| $950M | 0.3% |
12,646,488
+1,874,333
| +17% | +$143M |
|
62
Broadcom
AVGO
$1.85T
| $950M | 0.3% |
19,585,710
-1,418,270
| -7% | -$69M |
|
|
63
PUT
Amazon
AMZN
$2.92T
| $948M | 0.3% |
5,768,800
+113,700
| +2% | +$19.6M |
|
64
Honeywell
HON
$77B
| $918M | 0.29% |
4,588,154
+201,649
| +5% | +$43M |
|
65
United Parcel Service
UPS
$88.6B
| $918M | 0.29% |
5,041,005
-11,372
| -0.2% | -$2.24M |
|
66
Texas Instruments
TXN
$252B
| $899M | 0.28% |
4,675,163
+435,242
| +10% | +$82.9M |
|
67
SPDR Gold Trust
GLD
$131B
| $897M | 0.28% |
5,461,855
-975,778
| -15% | -$163M |
|
|
68
Danaher
DHR
$137B
| $890M | 0.28% |
3,297,438
-690,354
| -17% | -$188M |
|
69
PepsiCo
PEP
$190B
| $884M | 0.28% |
5,880,194
+777,775
| +15% | +$120M |
|
70
RTX Corp
RTX
$290B
| $883M | 0.28% |
10,271,223
-790,881
| -7% | -$67.6M |
|
71
Vanguard Dividend Appreciation ETF
VIG
$111B
| $871M | 0.27% |
5,672,017
+118,414
| +2% | +$18.9M |
|
72
CALL
iShares Russell 2000 ETF
IWM
$79.8B
| $867M | 0.27% |
3,965,100
+2,241,300
| +130% | +$497M |
|
73
Union Pacific
UNP
$174B
| $857M | 0.27% |
4,372,310
+448,361
| +11% | +$96.8M |
|
74
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
| $857M | 0.27% |
3,858,413
-2,226
| -0.1% | -$508K |
|
75
Blackrock
BLK
$169B
| $836M | 0.26% |
996,357
-45,280
| -4% | -$40.6M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.