UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Russell 1000 Growth ETF
IWF
$117B
| $1.13B | 0.39% |
25,776,208
-107,104
| -0.4% | -$4.47M |
|
52
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $1.13B | 0.39% |
19,364,225
+1,298,242
| +7% | +$75.5M |
|
53
Thermo Fisher Scientific
TMO
$214B
| $1.1B | 0.38% |
3,376,433
+39,759
| +1% | +$12.1M |
|
|
54
PUT
Alibaba
BABA
$276B
| $1.07B | 0.37% |
5,055,626
+970,086
| +24% | +$182M |
|
55
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $1.07B | 0.37% |
24,269,500
+81,208
| +0.3% | +$3.46M |
|
56
PUT
Amazon
AMZN
$2.44T
| $1.07B | 0.37% |
11,537,000
+5,105,800
| +79% | +$452M |
|
57
CALL
iShares MSCI Brazil ETF
EWZ
$8.98B
| $1.03B | 0.36% |
21,731,300
-5,537,900
| -20% | -$242M |
|
58
PUT
iShares MSCI EAFE ETF
EFA
$76.4B
| $1B | 0.35% |
14,422,500
+3,009,300
| +26% | +$203M |
|
59
iShares Core S&P 500 ETF
IVV
$858B
| $992M | 0.35% |
3,068,348
+82,247
| +3% | +$25.5M |
|
60
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $972M | 0.34% |
23,608,565
-897,370
| -4% | -$35.6M |
|
61
Honeywell
HON
$76.4B
| $972M | 0.34% |
5,825,235
-54,576
| -0.9% | -$8.92M |
|
62
Costco
COST
$432B
| $961M | 0.33% |
3,267,963
+100,022
| +3% | +$29.7M |
|
63
NextEra Energy
NEE
$185B
| $957M | 0.33% |
15,815,564
-359,332
| -2% | -$21M |
|
64
Berkshire Hathaway Class B
BRK.B
$1.1T
| $957M | 0.33% |
4,223,659
+698,045
| +20% | +$152M |
|
65
iShares Russell 2000 ETF
IWM
$79.1B
| $944M | 0.33% |
5,700,416
-275,533
| -5% | -$43.5M |
|
66
CALL
Meta Platforms (Facebook)
META
$1.49T
| $921M | 0.32% |
4,487,280
-2,430,620
| -35% | -$471M |
|
67
Bank of America
BAC
$429B
| $903M | 0.31% |
25,645,996
-831,010
| -3% | -$26.9M |
|
68
Rockwell Automation
ROK
$51.1B
| $855M | 0.3% |
4,218,895
+153,210
| +4% | +$28.4M |
|
|
69
CALL
iShares Russell 2000 ETF
IWM
$79.1B
| $854M | 0.3% |
5,152,000
-5,165,700
| -50% | -$816M |
|
70
Danaher
DHR
$138B
| $834M | 0.29% |
6,126,695
-267,797
| -4% | -$33.8M |
|
71
Pfizer
PFE
$143B
| $822M | 0.29% |
22,115,087
-2,036,083
| -8% | -$72.5M |
|
72
PepsiCo
PEP
$196B
| $821M | 0.29% |
6,008,138
+500,432
| +9% | +$68.1M |
|
73
American Tower
AMT
$83.5B
| $818M | 0.28% |
3,559,873
+324,872
| +10% | +$70.8M |
|
74
PUT
Netflix
NFLX
$307B
| $795M | 0.28% |
24,564,940
+9,742,770
| +66% | +$289M |
|
75
Vanguard S&P 500 ETF
VOO
$956B
| $791M | 0.28% |
2,674,507
-45,344
| -2% | -$12.8M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.