UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Alibaba
BABA
$276B
| $782M | 0.36% |
4,527,086
+840,589
| +23% | +$136M |
|
52
Colgate-Palmolive
CL
$73.6B
| $776M | 0.36% |
10,655,835
-622,204
| -6% | -$44.8M |
|
53
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $772M | 0.36% |
8,696,600
-3,397,400
| -28% | -$300M |
|
54
Amazon
AMZN
$2.49T
| $761M | 0.35% |
15,833,540
+119,120
| +0.8% | +$5.85M |
|
55
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $755M | 0.35% |
16,847,300
-6,874,100
| -29% | -$303M |
|
56
Pfizer
PFE
$141B
| $735M | 0.34% |
21,696,242
+269,744
| +1% | +$8.67M |
|
57
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $731M | 0.34% |
28,263,151
+2,424,276
| +9% | +$60.5M |
|
58
Texas Instruments
TXN
$255B
| $714M | 0.33% |
7,962,974
+698,644
| +10% | +$57.5M |
|
59
ExxonMobil
XOM
$642B
| $713M | 0.33% |
8,693,680
+759,797
| +10% | +$60.3M |
|
60
AbbVie
ABBV
$454B
| $709M | 0.33% |
7,975,357
-446,930
| -5% | -$34M |
|
61
AT&T
T
$167B
| $703M | 0.33% |
23,777,182
+1,009,461
| +4% | +$28.7M |
|
62
Lockheed Martin
LMT
$134B
| $698M | 0.32% |
2,249,655
+61,292
| +3% | +$18.3M |
|
63
Invesco
IVZ
$13.3B
| $682M | 0.32% |
19,465,582
-417,394
| -2% | -$14.3M |
|
64
Starbucks
SBUX
$118B
| $682M | 0.32% |
12,690,181
+736,420
| +6% | +$40.8M |
|
|
65
PUT
Mondelez International
MDLZ
$77.9B
| $667M | 0.31% |
16,411,500
+9,872,400
| +151% | +$419M |
|
66
Adobe
ADBE
$94.5B
| $662M | 0.31% |
4,436,387
+387,997
| +10% | +$57.9M |
|
67
Honeywell
HON
$77.9B
| $658M | 0.3% |
5,142,075
+607,268
| +13% | +$75.3M |
|
68
Comcast
CMCSA
$80.9B
| $656M | 0.3% |
17,048,886
-393,297
| -2% | -$15.5M |
|
69
PUT
iShares MSCI EAFE ETF
EFA
$76.8B
| $650M | 0.3% |
9,497,300
-3,425,300
| -27% | -$229M |
|
70
Union Pacific
UNP
$178B
| $650M | 0.3% |
5,606,360
+259,542
| +5% | +$27.8M |
|
71
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $639M | 0.3% |
14,669,751
+911,503
| +7% | +$39.4M |
|
72
Merck
MRK
$323B
| $638M | 0.29% |
10,434,520
-10,437
| -0.1% | -$633K |
|
73
Boeing
BA
$167B
| $627M | 0.29% |
2,464,616
+151,652
| +7% | +$35.3M |
|
74
PUT
Apple
AAPL
$4.95T
| $621M | 0.29% |
16,105,392
+1,521,600
| +10% | +$59M |
|
|
75
PUT
Amazon
AMZN
$2.49T
| $616M | 0.29% |
12,820,000
+9,180,000
| +252% | +$451M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.