UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
iShares MSCI India ETF
INDA
$6.63B
| $64.9M | 0.02% |
1,466,747
+161,277
| +12% | +$7.13M |
|
702
Infosys
INFY
$49.2B
| $64.7M | 0.02% |
3,782,535
-903,671
| -19% | -$15.4M |
|
703
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
| $64.7M | 0.02% |
1,934,313
-280,272
| -13% | -$9.71M |
|
704
Ingersoll Rand
IR
$35.4B
| $64.5M | 0.02% |
1,011,615
+118,629
| +13% | +$7.89M |
|
705
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
| $64.4M | 0.02% |
994,718
+20,154
| +2% | +$1.36M |
|
706
PPG Industries
PPG
$26.3B
| $64.3M | 0.02% |
495,264
-8,375
| -2% | -$1.18M |
|
707
PUT
Chevron
CVX
$368B
| $64.2M | 0.02% |
380,500
+90,400
| +31% | +$14.6M |
|
708
PUT
Coca-Cola
KO
$375B
| $64M | 0.02% |
1,142,500
+224,000
| +24% | +$13.4M |
|
709
PUT
Emerson Electric
EMR
$91.1B
| $63.9M | 0.02% |
661,800
+120,200
| +22% | +$11.4M |
|
710
CALL
PepsiCo
PEP
$189B
| $63.7M | 0.02% |
375,900
-4,000
| -1% | -$726K |
|
711
Ross Stores
ROST
$81.6B
| $63.7M | 0.02% |
563,543
+56,079
| +11% | +$6.43M |
|
712
PUT
IBM
IBM
$219B
| $63.2M | 0.02% |
450,700
+159,800
| +55% | +$22.7M |
|
713
CALL
ServiceNow
NOW
$118B
| $63.1M | 0.02% |
564,260
+474,075
| +526% | +$54.1M |
|
|
IBDP
714
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
| $63M | 0.02% |
2,546,378
-107,818
| -4% | -$2.66M |
|
715
PUT
CarMax
KMX
$8.31B
| $62.7M | 0.02% |
886,600
+276,600
| +45% | +$22.7M |
|
716
Capital One
COF
$135B
| $61.8M | 0.02% |
636,768
+133,814
| +27% | +$14.3M |
|
|
HZNP
717
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $61.8M | 0.02% |
534,044
-55,366
| -9% | -$5.95M |
|
718
Dominion Energy
D
$59.7B
| $61.7M | 0.02% |
1,381,731
-22,912
| -2% | -$1.14M |
|
719
Kroger
KR
$34.8B
| $61.7M | 0.02% |
1,378,847
-135,186
| -9% | -$6.36M |
|
720
iShares US Real Estate ETF
IYR
$4.65B
| $61.6M | 0.02% |
788,761
+86,224
| +12% | +$7.35M |
|
721
Digital Realty Trust
DLR
$71.8B
| $61.6M | 0.02% |
508,994
-170,145
| -25% | -$20.9M |
|
722
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $61.5M | 0.02% |
1,344,938
+24,208
| +2% | +$1.1M |
|
723
PUT
Pinterest
PINS
$13.3B
| $61.4M | 0.02% |
2,271,400
+585,600
| +35% | +$16M |
|
724
CALL
Autodesk
ADSK
$50.1B
| $61.3M | 0.02% |
296,400
+211,000
| +247% | +$44.3M |
|
725
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
| $61.2M | 0.02% |
1,083,509
-104,546
| -9% | -$6.17M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.