UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Diamondback Energy
FANG
$52.8B
| $68.9M | 0.02% |
727,341
-649
| -0.1% | -$52.1K |
|
702
Toronto Dominion Bank
TD
$201B
| $68.8M | 0.02% |
1,039,890
+70,511
| +7% | +$4.7M |
|
703
PUT
Biogen
BIIB
$30.6B
| $68.6M | 0.02% |
242,466
-26,900
| -10% | -$8.82M |
|
704
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
| $67.7M | 0.02% |
1,016,877
+39,004
| +4% | +$2.65M |
|
705
First Trust Indxx NextG ETF
NXTG
$557M
| $67.6M | 0.02% |
885,993
-80,761
| -8% | -$6.27M |
|
|
CERN
706
DELISTED
Cerner Corp
CERN
| $67.3M | 0.02% |
954,416
+128,800
| +16% | +$9.95M |
|
707
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $67.3M | 0.02% |
752,275
+23,729
| +3% | +$2.15M |
|
708
PUT
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $67.2M | 0.02% |
610,700
-77,500
| -11% | -$8.7M |
|
709
Snowflake
SNOW
$111B
| $67.2M | 0.02% |
222,138
+66,134
| +42% | +$18.8M |
|
710
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
| $67.1M | 0.02% |
1,574,485
+70,362
| +5% | +$3.01M |
|
711
Cognizant
CTSH
$25.1B
| $67M | 0.02% |
902,919
+83,949
| +10% | +$6.19M |
|
|
PARA
712
DELISTED
Paramount Global Class B
PARA
| $67M | 0.02% |
1,695,924
+918,587
| +118% | +$37.4M |
|
713
Fortive
FTV
$18.5B
| $67M | 0.02% |
1,259,221
-36,516
| -3% | -$2M |
|
714
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $66.5M | 0.02% |
602,036
-214,004
| -26% | -$23.6M |
|
715
PUT
Mondelez International
MDLZ
$79.8B
| $66.5M | 0.02% |
1,142,716
+241,800
| +27% | +$15M |
|
716
CALL
Alphabet (Google) Class A
GOOGL
$4.42T
| $66.5M | 0.02% |
497,240
+72,920
| +17% | +$9.92M |
|
|
TXNM
717
TXNM Energy Inc
TXNM
$5.93B
| $66.3M | 0.02% |
1,339,312
+1,328,470
| +12,253% | +$65M |
|
718
Cimpress
CMPR
$2.5B
| $66M | 0.02% |
759,794
+234,931
| +45% | +$23M |
|
719
Veeva Systems
VEEV
$34.5B
| $65.8M | 0.02% |
228,297
+105,581
| +86% | +$33.5M |
|
720
D.R. Horton
DHI
$42.4B
| $65.8M | 0.02% |
783,346
-17,134
| -2% | -$1.58M |
|
721
Nutrien
NTR
$32.1B
| $65.8M | 0.02% |
1,014,276
-28,975
| -3% | -$1.77M |
|
722
Liberty Broadband Class A
LBRDA
$5.1B
| $65.4M | 0.02% |
388,492
+121,980
| +46% | +$21.3M |
|
723
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
| $65.3M | 0.02% |
590,688
+35,234
| +6% | +$3.93M |
|
724
Devon Energy
DVN
$49.3B
| $65.1M | 0.02% |
1,834,383
+363,134
| +25% | +$10.3M |
|
725
PUT
Bilibili
BILI
$7.75B
| $65.1M | 0.02% |
983,225
-918,965
| -48% | -$78.6M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.