UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Alexandria Real Estate Equities
ARE
$8.97B
| $49M | 0.02% |
317,831
+186,987
| +143% | +$27.6M |
|
702
NetEase
NTES
$85.3B
| $48.9M | 0.02% |
917,710
-291,115
| -24% | -$14.8M |
|
703
Northern Trust
NTRS
$33.3B
| $48.7M | 0.02% |
522,294
-99,049
| -16% | -$9.1M |
|
704
Skyworks Solutions
SWKS
$9.37B
| $48.7M | 0.02% |
614,775
+22,470
| +4% | +$1.79M |
|
705
Cheniere Energy
CQP
$31.9B
| $48.6M | 0.02% |
1,067,792
+374,036
| +54% | +$16.6M |
|
706
PUT
Gilead Sciences
GILD
$162B
| $48.5M | 0.02% |
765,800
+179,000
| +31% | +$11.7M |
|
707
PUT
Freeport-McMoran
FCX
$90B
| $48.5M | 0.02% |
5,069,300
+2,259,300
| +80% | +$23.2M |
|
708
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
| $48.5M | 0.02% |
991,835
+49,408
| +5% | +$2.38M |
|
709
PUT
Amgen
AMGN
$208B
| $48.4M | 0.02% |
250,000
+115,300
| +86% | +$22.1M |
|
710
CALL
Cheniere Energy
LNG
$55.2B
| – | – |
-650,000
| Closed | -$41.6M |
|
711
PUT
iShares Biotechnology ETF
IBB
$9.34B
| $48.3M | 0.02% |
485,000
+14,800
| +3% | +$1.55M |
|
712
Carvana
CVNA
$68.6B
| $48.2M | 0.02% |
3,649,650
+3,487,545
| +2,151% | +$50.1M |
|
713
Unilever
UL
$137B
| $48.1M | 0.02% |
711,609
-16,449
| -2% | -$1.14M |
|
714
Archer Daniels Midland
ADM
$38.2B
| $47.9M | 0.02% |
1,166,844
-504,018
| -30% | -$20.1M |
|
715
Humana
HUM
$43.7B
| $47.8M | 0.02% |
186,788
+23,705
| +15% | +$6.65M |
|
716
PUT
Goldman Sachs
GS
$300B
| $47.7M | 0.02% |
230,300
-28,200
| -11% | -$5.9M |
|
717
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
| $47.6M | 0.02% |
680,862
-42,694
| -6% | -$3.03M |
|
718
Autodesk
ADSK
$49.5B
| $47.6M | 0.02% |
322,431
+66,866
| +26% | +$10.4M |
|
719
Truist Financial
TFC
$63.3B
| $47.6M | 0.02% |
891,150
+181,880
| +26% | +$9.01M |
|
720
Trip.com Group
TCOM
$29.6B
| $47.3M | 0.02% |
1,616,452
-1,542,887
| -49% | -$54.2M |
|
|
JPS
721
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $47.2M | 0.02% |
4,794,471
-199,765
| -4% | -$1.94M |
|
722
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
| $47.2M | 0.02% |
788,197
+15,848
| +2% | +$943K |
|
723
JPMorgan Diversified Return International Equity ETF
JPIN
$368M
| $47.1M | 0.02% |
886,638
-1,259
| -0.1% | -$66.8K |
|
724
PPG Industries
PPG
$24.6B
| $47.1M | 0.02% |
397,567
+20,029
| +5% | +$2.31M |
|
725
Cintas
CTAS
$81.9B
| $47.1M | 0.02% |
702,256
-12,548
| -2% | -$803K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.