UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Cohen & Steers Infrastructure Fund
UTF
$3.09B
| $40.9M | 0.02% |
1,779,336
-20,066
| -1% | -$466K |
|
702
Arista Networks
ANET
$199B
| $40.8M | 0.02% |
3,443,872
-150,016
| -4% | -$1.57M |
|
703
Yum China
YUMC
$15.7B
| $40.8M | 0.02% |
1,019,576
-370,869
| -27% | -$13.8M |
|
704
CALL
Baidu
BIDU
$35.7B
| $40.7M | 0.02% |
164,450
-148,332
| -47% | -$32.4M |
|
|
KITE
705
DELISTED
Kite Pharma, Inc.
KITE
| $40.7M | 0.02% |
226,458
+170,614
| +306% | +$23.8M |
|
706
Invesco Preferred ETF
PGX
$3.79B
| $40.5M | 0.02% |
2,697,391
-20,571
| -0.8% | -$310K |
|
707
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
| $40.5M | 0.02% |
1,091,023
+40,923
| +4% | +$1.46M |
|
708
CALL
Southwest Airlines
LUV
$21.7B
| $40.5M | 0.02% |
+723,100
| New | +$40.6M |
|
709
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
| $40.3M | 0.02% |
1,388,952
-409,091
| -23% | -$11.6M |
|
710
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
| $40.3M | 0.02% |
1,418,600
+837,400
| +144% | +$23.1M |
|
711
Eastman Chemical
EMN
$7.69B
| $40.2M | 0.02% |
444,436
+90,309
| +26% | +$7.69M |
|
712
T. Rowe Price
TROW
$25.5B
| $40M | 0.02% |
440,815
-104,644
| -19% | -$8.66M |
|
|
BSCI
713
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
| $39.9M | 0.02% |
1,883,984
+7,489
| +0.4% | +$159K |
|
714
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $39.9M | 0.02% |
1,229,065
+80,652
| +7% | +$2.56M |
|
715
PUT
Mastercard
MA
$498B
| $39.8M | 0.02% |
281,800
+53,800
| +24% | +$7.12M |
|
|
CYS
716
DELISTED
CYS Investments Inc.
CYS
| $39.7M | 0.02% |
4,594,170
+822,174
| +22% | +$7.09M |
|
717
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
| $39.4M | 0.02% |
901,868
+15,004
| +2% | +$640K |
|
718
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
| $39.4M | 0.02% |
1,406,885
-400,163
| -22% | -$11.2M |
|
719
CenterPoint Energy
CNP
$28.3B
| $39.3M | 0.02% |
1,345,537
+693,850
| +106% | +$20M |
|
720
CALL
ConocoPhillips
COP
$144B
| $39.3M | 0.02% |
+785,000
| New | +$35.3M |
|
|
JPUS
721
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
| $39.2M | 0.02% |
583,191
+399,951
| +218% | +$26.4M |
|
722
CALL
Walt Disney
DIS
$171B
| $39.2M | 0.02% |
397,923
-339,477
| -46% | -$34.9M |
|
723
Humana
HUM
$43.9B
| $39.1M | 0.02% |
160,296
-42,282
| -21% | -$10.4M |
|
724
PUT
Canadian National Railway
CNI
$78.5B
| $38.9M | 0.02% |
470,000
+20,000
| +4% | +$1.62M |
|
725
T-Mobile US
TMUS
$195B
| $38.8M | 0.02% |
629,790
+54,547
| +9% | +$3.42M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.