UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
eBay
EBAY
$51.2B
| $35.4M | 0.02% |
1,055,185
+350,287
| +50% | +$11.4M |
|
702
Canadian National Railway
CNI
$78.5B
| $35.4M | 0.02% |
479,067
+39,244
| +9% | +$2.78M |
|
703
PUT
Under Armour
UAA
$3.01B
| $35.3M | 0.02% |
1,785,000
+825,000
| +86% | +$19.2M |
|
704
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
| $35.2M | 0.02% |
602,096
-101,977
| -14% | -$5.92M |
|
705
iShares Select U.S. REIT ETF
ICF
$2.13B
| $35.2M | 0.02% |
704,854
-121,628
| -15% | -$6.09M |
|
|
FL
706
DELISTED
Foot Locker
FL
| $34.9M | 0.02% |
466,413
+55,291
| +13% | +$3.99M |
|
707
PUT
Mastercard
MA
$498B
| $34.9M | 0.02% |
310,000
+6,500
| +2% | +$712K |
|
708
Hercules Capital
HTGC
$2.99B
| $34.8M | 0.02% |
2,303,026
+485,745
| +27% | +$7.12M |
|
709
Arista Networks
ANET
$199B
| $34.7M | 0.02% |
4,202,480
+548,464
| +15% | +$3.78M |
|
710
CALL
Exelixis
EXEL
$13.9B
| $34.7M | 0.02% |
1,602,400
+1,102,400
| +220% | +$22.4M |
|
711
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $34.6M | 0.02% |
1,358,746
+199,716
| +17% | +$5.03M |
|
712
CALL
Energy Transfer Partners
ET
$69.5B
| $34.5M | 0.02% |
1,750,000
-976,300
| -36% | -$18.4M |
|
713
Bausch Health
BHC
$1.75B
| $34.5M | 0.02% |
3,126,782
+2,248,098
| +256% | +$30.9M |
|
714
Truist Financial
TFC
$63.9B
| $34.3M | 0.02% |
766,260
-80,050
| -9% | -$3.74M |
|
715
Schwab US Dividend Equity ETF
SCHD
$104B
| $34.3M | 0.02% |
2,304,996
+121,944
| +6% | +$1.8M |
|
|
TWX
716
CALL
DELISTED
Time Warner Inc
TWX
| $34.2M | 0.02% |
350,300
+156,300
| +81% | +$15.1M |
|
|
TWO
717
Two Harbors Investment
TWO
$1.27B
| $34.2M | 0.02% |
445,266
+1,585
| +0.4% | +$116K |
|
718
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
| $34M | 0.02% |
816,192
+59,632
| +8% | +$2.45M |
|
719
PUT
Transocean
RIG
$5.48B
| $33.9M | 0.02% |
2,725,000
+1,155,800
| +74% | +$15.9M |
|
720
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
| $33.9M | 0.02% |
574,378
-8,211
| -1% | -$470K |
|
721
Intuit
INTU
$91.1B
| $33.9M | 0.02% |
292,338
-7,152
| -2% | -$857K |
|
722
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
| $33.9M | 0.02% |
329,937
+26,018
| +9% | +$2.59M |
|
723
iShares Europe ETF
IEV
$1.64B
| $33.9M | 0.02% |
808,945
-71,650
| -8% | -$2.89M |
|
724
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
| $33.7M | 0.02% |
690,501
-3,774
| -0.5% | -$184K |
|
725
Boston Scientific
BSX
$68.4B
| $33.7M | 0.02% |
1,353,145
+192,357
| +17% | +$4.68M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.