UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
| $35.3M | 0.02% |
795,542
-23,933
| -3% | -$1.05M |
|
702
American Airlines Group
AAL
$10.2B
| $35.1M | 0.02% |
750,991
-139,924
| -16% | -$6.09M |
|
703
PUT
Kraft Heinz
KHC
$31.3B
| $35M | 0.02% |
401,200
+309,200
| +336% | +$26.5M |
|
|
PARA
704
DELISTED
Paramount Global Class B
PARA
| $35M | 0.02% |
549,773
+123,561
| +29% | +$7.33M |
|
|
JCP
705
DELISTED
J.C. Penney Company, Inc.
JCP
| $35M | 0.02% |
4,207,041
+4,007,149
| +2,005% | +$36.2M |
|
706
CALL
MetLife
MET
$62.5B
| $34.9M | 0.02% |
727,168
-1,618,597
| -69% | -$74.2M |
|
707
T. Rowe Price
TROW
$25.6B
| $34.9M | 0.02% |
463,429
+95,488
| +26% | +$6.77M |
|
708
CALL
Marathon Petroleum
MPC
$91.7B
| $34.9M | 0.02% |
692,300
-150,000
| -18% | -$6.81M |
|
709
Alaska Air
ALK
$5.27B
| $34.8M | 0.02% |
392,444
-126,232
| -24% | -$9.94M |
|
710
PUT
Best Buy
BBY
$18.5B
| $34.7M | 0.02% |
814,300
+14,300
| +2% | +$608K |
|
|
S
711
CALL
DELISTED
Sprint Corporation
S
| $34.7M | 0.02% |
4,118,300
+112,800
| +3% | +$835K |
|
|
FISV
712
Fiserv Inc
FISV
$28.8B
| $34.6M | 0.02% |
650,444
-44,992
| -6% | -$2.31M |
|
713
McCormick & Company Non-Voting
MKC
$13.7B
| $34.4M | 0.02% |
737,670
+35,612
| +5% | +$1.66M |
|
714
Mattel
MAT
$4.42B
| $34.4M | 0.02% |
1,249,422
+277,869
| +29% | +$8.45M |
|
715
iShares MSCI Taiwan ETF
EWT
$9.6B
| $34.4M | 0.02% |
1,170,061
+133,805
| +13% | +$4.12M |
|
716
State Street
STT
$50.2B
| $34.4M | 0.02% |
442,089
+16,977
| +4% | +$1.28M |
|
717
PUT
Boeing
BA
$175B
| $34.3M | 0.02% |
220,500
-294,000
| -57% | -$42.9M |
|
718
Intuit
INTU
$86.3B
| $34.3M | 0.02% |
299,490
-35,602
| -11% | -$3.99M |
|
719
Welltower
WELL
$170B
| $34.3M | 0.02% |
512,651
+17,105
| +3% | +$1.13M |
|
720
iShares Europe ETF
IEV
$1.68B
| $34.2M | 0.02% |
880,595
+200,492
| +29% | +$7.65M |
|
721
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
| $34.1M | 0.02% |
2,359,329
+75,871
| +3% | +$1.11M |
|
722
PUT
Merck
MRK
$321B
| $34M | 0.02% |
604,801
+66,024
| +12% | +$3.86M |
|
723
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
| $34M | 0.02% |
204,950
-20,275
| -9% | -$3.18M |
|
724
PUT
Alphabet (Google) Class C
GOOG
$4.08T
| $33.9M | 0.02% |
878,000
+500,000
| +132% | +$19.5M |
|
725
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $33.5M | 0.02% |
3,266,599
-268,934
| -8% | -$2.71M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.