UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
iShares MSCI Switzerland ETF
EWL
$2.21B
| $32.1M | 0.02% |
1,049,929
+11,025
| +1% | +$333K |
|
|
SHLX
702
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $31.9M | 0.02% |
994,511
-1,321,010
| -57% | -$41.6M |
|
703
PUT
Qualcomm
QCOM
$159B
| $31.7M | 0.02% |
463,400
-463,300
| -50% | -$28.2M |
|
704
PUT
Union Pacific
UNP
$172B
| $31.7M | 0.02% |
324,600
+54,000
| +20% | +$5.05M |
|
|
AET
705
PUT
DELISTED
Aetna Inc
AET
| $31.6M | 0.02% |
273,900
+23,400
| +9% | +$2.74M |
|
706
CALL
ExxonMobil
XOM
$651B
| $31.6M | 0.02% |
361,800
-137,100
| -27% | -$12.2M |
|
|
ARRS
707
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $31.5M | 0.02% |
1,112,587
-160,340
| -13% | -$4.29M |
|
708
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
| $31.5M | 0.02% |
1,802,412
+27,727
| +2% | +$482K |
|
709
Carnival Corporation Ltd
CCL
$38B
| $31.4M | 0.02% |
643,701
-180,170
| -22% | -$8.33M |
|
710
Estee Lauder
EL
$30.7B
| $31.3M | 0.02% |
353,689
-30,491
| -8% | -$2.78M |
|
|
FIG
711
DELISTED
Fortress Investment Group Llc
FIG
| $31.3M | 0.02% |
6,336,188
-90,107
| -1% | -$443K |
|
712
CALL
Kinder Morgan
KMI
$70.5B
| $31.3M | 0.02% |
1,352,400
-194,300
| -13% | -$4.12M |
|
|
SWN
713
DELISTED
Southwestern Energy Company
SWN
| $31.2M | 0.02% |
2,256,606
-10,619,307
| -82% | -$147M |
|
714
PUT
SLB Ltd
SLB
$72.6B
| $31.2M | 0.02% |
396,900
-21,600
| -5% | -$1.71M |
|
|
WWE
715
DELISTED
World Wrestling Entertainment
WWE
| $31.2M | 0.02% |
1,464,877
-19,907
| -1% | -$402K |
|
716
Rithm Capital
RITM
$5.51B
| $31.1M | 0.02% |
2,253,907
+152,748
| +7% | +$2.13M |
|
717
CALL
Martin Marietta Materials
MLM
$32.4B
| $31.1M | 0.02% |
173,500
+27,000
| +18% | +$5.15M |
|
|
TWO
718
Two Harbors Investment
TWO
$1.27B
| $30.9M | 0.02% |
452,405
+41,773
| +10% | +$2.94M |
|
719
PUT
UBS Group
UBS
$175B
| $30.9M | 0.02% |
2,265,978
+316,157
| +16% | +$4.3M |
|
720
CALL
Walmart Inc
WMT
$884B
| $30.7M | 0.02% |
1,277,778
+1,129,878
| +764% | +$27.4M |
|
|
ACAS
721
DELISTED
American Capital Ltd
ACAS
| $30.7M | 0.02% |
1,815,045
+1,361,544
| +300% | +$22.5M |
|
722
Entergy
ETR
$50.4B
| $30.7M | 0.02% |
799,800
-44,210
| -5% | -$1.76M |
|
|
BHI
723
DELISTED
Baker Hughes
BHI
| $30.6M | 0.02% |
605,729
+38,756
| +7% | +$1.87M |
|
|
AF
724
DELISTED
Astoria Financial Corporation
AF
| $30.6M | 0.02% |
2,092,826
-10,840
| -0.5% | -$162K |
|
725
PUT
Best Buy
BBY
$18.5B
| $30.5M | 0.02% |
800,000
+80,000
| +11% | +$2.81M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.