UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DFS
676
DELISTED
Discover Financial Services
DFS
| $67.9M | 0.02% |
783,845
-741,170
| -49% | -$73.6M |
|
677
ResMed
RMD
$32.6B
| $67.7M | 0.02% |
457,717
+252,666
| +123% | +$45.7M |
|
678
CALL
MetLife
MET
$64.1B
| $67.5M | 0.02% |
1,073,700
+36,770
| +4% | +$2.29M |
|
|
IBDQ
679
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
| $67.5M | 0.02% |
2,770,500
+382,729
| +16% | +$9.33M |
|
|
SCHW
680
PUT
Charles Schwab
SCHW
$188B
| $67.5M | 0.02% |
1,229,600
+90,000
| +8% | +$5.44M |
|
681
PUT
TJX Companies
TJX
$177B
| $67.5M | 0.02% |
759,400
+739,300
| +3,678% | +$65.1M |
|
682
PUT
STMicroelectronics
STM
$47.7B
| $67.2M | 0.02% |
1,557,500
+432,500
| +38% | +$20.6M |
|
683
CALL
Intuit
INTU
$87.6B
| $67.1M | 0.02% |
131,300
+21,300
| +19% | +$10.8M |
|
684
iShare MSCI Eurozone ETF
EZU
$9.88B
| $66.9M | 0.02% |
1,582,741
-32,562
| -2% | -$1.46M |
|
|
DEN
685
DELISTED
Denbury Inc.
DEN
| $66.8M | 0.02% |
681,129
+407,231
| +149% | +$36.9M |
|
686
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| $66.7M | 0.02% |
3,009,130
+47,222
| +2% | +$1.09M |
|
687
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $66.6M | 0.02% |
2,977,513
+529,617
| +22% | +$11.9M |
|
|
688
CALL
STMicroelectronics
STM
$47.7B
| $66.6M | 0.02% |
1,542,400
+227,500
| +17% | +$10.9M |
|
689
PUT
Comcast
CMCSA
$88.2B
| $66.5M | 0.02% |
1,498,700
-2,919,100
| -66% | -$130M |
|
690
Aon
AON
$76.5B
| $66.4M | 0.02% |
204,748
-34,876
| -15% | -$11.5M |
|
691
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
| $65.9M | 0.02% |
1,757,117
-160,631
| -8% | -$6.24M |
|
692
Best Buy
BBY
$17.2B
| $65.8M | 0.02% |
947,344
+136,535
| +17% | +$10.6M |
|
693
Snowflake
SNOW
$109B
| $65.8M | 0.02% |
430,731
-72,776
| -14% | -$11.8M |
|
694
CALL
RTX Corp
RTX
$302B
| $65.6M | 0.02% |
911,500
+367,800
| +68% | +$31.5M |
|
695
iShares US Aerospace & Defense ETF
ITA
$14.9B
| $65.5M | 0.02% |
618,331
-102,970
| -14% | -$11.7M |
|
696
Dollar Tree
DLTR
$24.8B
| $65.5M | 0.02% |
615,042
+183,668
| +43% | +$24.6M |
|
697
CALL
Palo Alto Networks
PANW
$288B
| $65.3M | 0.02% |
557,200
+317,200
| +132% | +$37.5M |
|
698
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
| $65.3M | 0.02% |
628,002
+29,895
| +5% | +$3.22M |
|
699
Nutrien
NTR
$31.8B
| $65.1M | 0.02% |
1,054,885
+36,393
| +4% | +$2.3M |
|
700
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $64.9M | 0.02% |
3,552,882
-5,856
| -0.2% | -$112K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.