UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
KeyCorp
KEY
$24.8B
| $72.8M | 0.02% |
3,368,874
-380,445
| -10% | -$7.69M |
|
677
SPDR Gold MiniShares Trust
GLDM
$29B
| $72.6M | 0.02% |
2,079,522
-173,784
| -8% | -$6.19M |
|
678
Moody's
MCO
$83.6B
| $72.3M | 0.02% |
203,568
-81,011
| -28% | -$30.5M |
|
679
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $71.9M | 0.02% |
537,732
-24,606
| -4% | -$3.39M |
|
680
Global X US Infrastructure Development ETF
PAVE
$15.2B
| $71.8M | 0.02% |
2,823,681
+176,528
| +7% | +$4.65M |
|
681
Align Technology
ALGN
$12.4B
| $71.5M | 0.02% |
107,427
-6,315
| -6% | -$4.29M |
|
|
WBT
682
DELISTED
Welbilt, Inc.
WBT
| $71.5M | 0.02% |
3,074,722
+3,000,118
| +4,021% | +$70.5M |
|
683
Realty Income
O
$58.2B
| $71.1M | 0.02% |
1,131,391
+339,211
| +43% | +$22.9M |
|
684
Cigna
CI
$71.5B
| $71.1M | 0.02% |
355,209
-54,175
| -13% | -$11.8M |
|
685
PUT
SLB Ltd
SLB
$74.5B
| $71.1M | 0.02% |
2,397,900
+289,400
| +14% | +$8.29M |
|
686
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
| $70.8M | 0.02% |
1,204,112
+11,118
| +0.9% | +$681K |
|
687
Palantir
PLTR
$382B
| $70.7M | 0.02% |
2,941,694
+459,842
| +19% | +$11.2M |
|
688
ICICI Bank
IBN
$109B
| $70.7M | 0.02% |
3,745,443
+301,651
| +9% | +$5.65M |
|
689
CALL
Qualcomm
QCOM
$166B
| $70.4M | 0.02% |
545,884
+141,583
| +35% | +$20.1M |
|
690
Eversource Energy
ES
$27.2B
| $70.4M | 0.02% |
861,075
+90,527
| +12% | +$7.86M |
|
691
PUT
Abbott
ABT
$181B
| $70.3M | 0.02% |
595,067
+115,000
| +24% | +$14.1M |
|
692
First Trust Technology AlphaDEX Fund
FXL
$2.73B
| $70.2M | 0.02% |
571,134
-14,881
| -3% | -$1.87M |
|
693
Advance Auto Parts
AAP
$3.57B
| $70.1M | 0.02% |
335,700
-16,054
| -5% | -$3.35M |
|
694
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
| $69.7M | 0.02% |
872,540
-40,175
| -4% | -$3.28M |
|
695
Green Dot
GDOT
$752M
| $69.6M | 0.02% |
1,382,855
-11,006
| -0.8% | -$529K |
|
696
Global X FinTech ETF
FINX
$174M
| $69.4M | 0.02% |
1,446,012
+47,464
| +3% | +$2.32M |
|
697
CALL
Wells Fargo
WFC
$270B
| $69.4M | 0.02% |
1,494,659
+210,600
| +16% | +$9.75M |
|
698
Ally Financial
ALLY
$13.6B
| $69.3M | 0.02% |
1,358,459
-51,168
| -4% | -$2.65M |
|
699
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.29B
| $69M | 0.02% |
1,885,455
-206,189
| -10% | -$7.68M |
|
|
CNH
700
CNH Industrial
CNH
$13.6B
| $68.9M | 0.02% |
4,769,358
+229,105
| +5% | +$3.29M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.