UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
PUT
Marathon Petroleum
MPC
$92.4B
| $59.2M | 0.02% |
983,200
+144,600
| +17% | +$9.05M |
|
677
Pultegroup
PHM
$24.1B
| $59.2M | 0.02% |
1,525,595
-637,436
| -29% | -$24.8M |
|
678
Booz Allen Hamilton
BAH
$8.39B
| $59.2M | 0.02% |
832,051
+67,158
| +9% | +$4.78M |
|
679
PUT
CSX Corp
CSX
$93.4B
| $59.1M | 0.02% |
2,451,000
+2,420,100
| +7,832% | +$57.2M |
|
680
Cboe Global Markets
CBOE
$32.5B
| $59.1M | 0.02% |
492,176
+26,246
| +6% | +$3.08M |
|
681
Vanguard Consumer Staples ETF
VDC
$7.97B
| $59M | 0.02% |
366,279
-5,508
| -1% | -$865K |
|
682
Trip.com Group
TCOM
$29.6B
| $59M | 0.02% |
1,757,659
+141,207
| +9% | +$4.55M |
|
683
CALL
McDonald's
MCD
$192B
| $58.9M | 0.02% |
298,000
+267,000
| +861% | +$53M |
|
684
Kimberly-Clark
KMB
$36.3B
| $58.8M | 0.02% |
427,677
-46,858
| -10% | -$6.34M |
|
685
PUT
iShares US Real Estate ETF
IYR
$4.66B
| $58.6M | 0.02% |
630,000
| – | – |
|
686
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
| $58.6M | 0.02% |
578,184
-52,574
| -8% | -$5.3M |
|
687
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
| $58.5M | 0.02% |
905,330
+117,133
| +15% | +$7.27M |
|
688
PUT
Freeport-McMoran
FCX
$90B
| $58.5M | 0.02% |
4,460,000
-609,300
| -12% | -$6.69M |
|
689
Corning
GLW
$119B
| $58.4M | 0.02% |
2,006,627
+127,639
| +7% | +$3.7M |
|
690
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
| $58.3M | 0.02% |
392,322
-118,417
| -23% | -$16.3M |
|
691
PUT
American International
AIG
$41.7B
| $58.3M | 0.02% |
1,135,600
+164,200
| +17% | +$8.7M |
|
692
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
| $58.1M | 0.02% |
606,445
-14,191
| -2% | -$1.35M |
|
693
Invesco Mortgage Capital
IVR
$759M
| $58.1M | 0.02% |
348,696
+12,212
| +4% | +$1.96M |
|
694
Northern Trust
NTRS
$33.3B
| $58M | 0.02% |
546,394
+24,100
| +5% | +$2.47M |
|
695
HDFC Bank
HDB
$123B
| $57.9M | 0.02% |
1,828,632
+48,444
| +3% | +$1.48M |
|
696
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
| $57.7M | 0.02% |
576,285
-84,559
| -13% | -$8.48M |
|
697
Vanguard Energy ETF
VDE
$10.1B
| $57.7M | 0.02% |
708,164
-165,474
| -19% | -$12.9M |
|
698
Vanguard FTSE Pacific ETF
VPL
$8.08B
| $57.6M | 0.02% |
828,332
-18,120
| -2% | -$1.24M |
|
699
NXP Semiconductors
NXPI
$57.8B
| $57.6M | 0.02% |
452,256
+113,584
| +34% | +$13.2M |
|
700
Starwood Property Trust
STWD
$5.92B
| $57.5M | 0.02% |
2,313,367
-812,788
| -26% | -$19.9M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.