UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
CALL
JPMorgan Chase
JPM
$935B
| $51.9M | 0.02% |
440,800
+13,139
| +3% | +$1.49M |
|
677
CALL
Citigroup
C
$222B
| $51.9M | 0.02% |
750,740
-63,020
| -8% | -$4.29M |
|
678
Sherwin-Williams
SHW
$82.7B
| $51.8M | 0.02% |
282,861
-109,878
| -28% | -$18.7M |
|
679
Invesco Mortgage Capital
IVR
$759M
| $51.5M | 0.02% |
336,484
+19,054
| +6% | +$3.02M |
|
680
PUT
Dell
DELL
$262B
| $51.5M | 0.02% |
1,959,584
+1,696,978
| +646% | +$45M |
|
681
PUT
CVS Health
CVS
$133B
| $51.5M | 0.02% |
816,400
+10,600
| +1% | +$628K |
|
682
Equity Residential
EQR
$24.9B
| $51.5M | 0.02% |
596,921
+93,562
| +19% | +$7.65M |
|
|
PMT
683
PennyMac Mortgage Investment
PMT
$822M
| $51.4M | 0.02% |
2,313,491
+287,135
| +14% | +$6.33M |
|
684
Aramark
ARMK
$15B
| $51.4M | 0.02% |
1,632,750
-41,759
| -2% | -$1.17M |
|
685
VictoryShares US 500 Volatility Wtd ETF
CFA
$538M
| $51M | 0.02% |
963,394
-71,831
| -7% | -$3.77M |
|
686
PUT
Marathon Petroleum
MPC
$92.4B
| $50.9M | 0.02% |
838,600
-2,446,000
| -74% | -$129M |
|
687
HDFC Bank
HDB
$123B
| $50.8M | 0.02% |
1,780,188
+126,528
| +8% | +$3.6M |
|
688
Entergy
ETR
$50.2B
| $50.3M | 0.02% |
857,256
+330,050
| +63% | +$18.1M |
|
689
Eastman Chemical
EMN
$8B
| $50.1M | 0.02% |
678,109
-88,933
| -12% | -$6.38M |
|
690
Halliburton
HAL
$26.9B
| $50.1M | 0.02% |
2,655,147
-324,281
| -11% | -$6.71M |
|
691
CALL
iShares US Real Estate ETF
IYR
$4.66B
| $50M | 0.02% |
534,700
-95,300
| -15% | -$8.68M |
|
692
Vanguard Russell 1000 ETF
VONE
$8.27B
| $50M | 0.02% |
367,442
+17,694
| +5% | +$2.4M |
|
693
PUT
Delta Air Lines
DAL
$57.5B
| $50M | 0.02% |
867,600
+232,600
| +37% | +$13.8M |
|
694
Carlyle Group
CG
$16.6B
| $49.5M | 0.02% |
1,938,578
+482,643
| +33% | +$11.5M |
|
695
New Oriental
EDU
$9.37B
| $49.5M | 0.02% |
447,248
-222,637
| -33% | -$23.3M |
|
696
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $49.3M | 0.02% |
1,809,357
-40,084
| -2% | -$1.06M |
|
697
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
| $49.3M | 0.02% |
1,689,591
-63,160
| -4% | -$1.76M |
|
698
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
| $49.2M | 0.02% |
1,520,000
-2,800,000
| -65% | -$86.4M |
|
699
Vanguard S&P 500 Value ETF
VOOV
$6.59B
| $49.1M | 0.02% |
426,991
-3,037
| -0.7% | -$344K |
|
700
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
| $49M | 0.02% |
936,281
-242,452
| -21% | -$12.7M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.