UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Jazz Pharmaceuticals
JAZZ
$16.1B
| $49.8M | 0.02% |
369,544
+69,097
| +23% | +$9.58M |
|
677
Royal Caribbean
RCL
$86.8B
| $49.7M | 0.02% |
416,384
+6,462
| +2% | +$800K |
|
678
iShares US Aerospace & Defense ETF
ITA
$14B
| $49.5M | 0.02% |
526,620
-15,252
| -3% | -$1.39M |
|
679
Marathon Petroleum
MPC
$90.1B
| $49.5M | 0.02% |
750,354
-41,494
| -5% | -$2.54M |
|
680
Nucor
NUE
$58.3B
| $49.4M | 0.02% |
776,703
+6,203
| +0.8% | +$363K |
|
681
Vanguard Industrials ETF
VIS
$7.94B
| $49M | 0.02% |
344,151
+858
| +0.2% | +$118K |
|
682
Healthcare Services Group
HCSG
$1.61B
| $49M | 0.02% |
928,819
+13,257
| +1% | +$695K |
|
|
HTD
683
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
| $48.9M | 0.02% |
1,984,797
+26,190
| +1% | +$670K |
|
684
PUT
Intuitive Surgical
ISRG
$127B
| $48.9M | 0.02% |
402,300
+36,000
| +10% | +$4.51M |
|
685
First Trust Technology AlphaDEX Fund
FXL
$2.4B
| $48.6M | 0.02% |
947,784
+445,885
| +89% | +$22.7M |
|
686
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $48.6M | 0.02% |
+400,000
| New | +$48.4M |
|
|
OA
687
DELISTED
Orbital ATK, Inc.
OA
| $48.5M | 0.02% |
369,046
-51,609
| -12% | -$6.85M |
|
688
CALL
Southwest Airlines
LUV
$21.7B
| $48.4M | 0.02% |
739,900
+16,800
| +2% | +$988K |
|
689
iShares MSCI India ETF
INDA
$6.81B
| $48.4M | 0.02% |
1,341,211
+8,853
| +0.7% | +$308K |
|
690
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
| $48.3M | 0.02% |
1,137,993
-66,034
| -5% | -$2.73M |
|
691
BlackRock Multi-Sector Income Trust
BIT
$692M
| $48.3M | 0.02% |
2,659,210
-14,954
| -0.6% | -$274K |
|
692
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $48.2M | 0.02% |
1,876,838
+192,386
| +11% | +$4.98M |
|
693
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $48.1M | 0.02% |
1,382,534
+153,469
| +12% | +$5.18M |
|
694
Schwab US Dividend Equity ETF
SCHD
$104B
| $48M | 0.02% |
2,815,728
+380,994
| +16% | +$6.26M |
|
695
ServiceNow
NOW
$120B
| $47.7M | 0.02% |
1,830,435
-56,960
| -3% | -$1.42M |
|
696
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $47.7M | 0.02% |
924,114
+76,028
| +9% | +$3.86M |
|
697
Starwood Property Trust
STWD
$6.12B
| $47.7M | 0.02% |
2,234,146
+1,144,602
| +105% | +$24.8M |
|
|
PARA
698
DELISTED
Paramount Global Class B
PARA
| $47.6M | 0.02% |
806,493
-88,088
| -10% | -$5.07M |
|
699
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
| $47.5M | 0.02% |
381,683
+12,165
| +3% | +$1.5M |
|
700
Electronic Arts
EA
$52.4B
| $47.4M | 0.02% |
450,945
+139,689
| +45% | +$15.5M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.