UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Synchrony
SYF
$24.4B
| $42.8M | 0.02% |
1,378,895
-236,126
| -15% | -$7.06M |
|
|
CIM
677
Chimera Investment
CIM
$1.06B
| $42.8M | 0.02% |
753,824
+157,718
| +26% | +$8.95M |
|
678
PUT
Intuitive Surgical
ISRG
$127B
| $42.6M | 0.02% |
366,300
+27,000
| +8% | +$2.94M |
|
|
ANDV
679
DELISTED
Andeavor
ANDV
| $42.5M | 0.02% |
411,722
-128,722
| -24% | -$12.7M |
|
680
CALL
Lowe's Companies
LOW
$121B
| $42.4M | 0.02% |
530,600
-284,700
| -35% | -$21.8M |
|
681
KeyCorp
KEY
$23.8B
| $42.4M | 0.02% |
2,252,814
-185,464
| -8% | -$3.36M |
|
|
682
CALL
Invesco QQQ Trust
QQQ
$436B
| $42.3M | 0.02% |
290,500
-3,321,500
| -92% | -$476M |
|
|
HES
683
CALL
DELISTED
Hess
HES
| $42.2M | 0.02% |
900,200
+892,800
| +12,065% | +$37.8M |
|
|
JPS
684
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $42.1M | 0.02% |
4,045,107
-310,680
| -7% | -$3.19M |
|
685
Baxter International
BAX
$12.8B
| $42M | 0.02% |
668,978
-6,382
| -0.9% | -$394K |
|
686
BCE
BCE
$20.8B
| $42M | 0.02% |
895,934
+1,538
| +0.2% | +$72K |
|
687
Vanguard Materials ETF
VAW
$3.01B
| $41.7M | 0.02% |
324,618
+13,752
| +4% | +$1.71M |
|
688
CALL
TotalEnergies
TTE
$193B
| $41.6M | 0.02% |
778,100
+378,100
| +95% | +$19.4M |
|
|
ARRS
689
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $41.6M | 0.02% |
1,459,749
+95,594
| +7% | +$2.65M |
|
690
Regeneron Pharmaceuticals
REGN
$72.9B
| $41.5M | 0.02% |
92,872
+29,959
| +48% | +$14.3M |
|
|
TWX
691
PUT
DELISTED
Time Warner Inc
TWX
| $41.5M | 0.02% |
405,000
+150,000
| +59% | +$15.2M |
|
692
eBay
EBAY
$51.2B
| $41.4M | 0.02% |
1,075,274
-177,899
| -14% | -$6.47M |
|
693
Prologis
PLD
$136B
| $41.3M | 0.02% |
650,314
+255,550
| +65% | +$15.7M |
|
694
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $41.2M | 0.02% |
848,086
+5,890
| +0.7% | +$282K |
|
695
Boston Scientific
BSX
$68.4B
| $41.2M | 0.02% |
1,410,799
-179,440
| -11% | -$4.96M |
|
696
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
| $41.1M | 0.02% |
1,814,735
+20,828
| +1% | +$478K |
|
697
Akamai
AKAM
$15.6B
| $41M | 0.02% |
842,375
+6,634
| +0.8% | +$317K |
|
698
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $41M | 0.02% |
+750,000
| New | +$39.4M |
|
|
RMP
699
DELISTED
Rice Midstream Partners LP
RMP
| $41M | 0.02% |
1,958,366
+278,273
| +17% | +$5.71M |
|
700
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
| $41M | 0.02% |
864,332
-49,626
| -5% | -$2.35M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.