UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
PUT
Delta Air Lines
DAL
$60.5B
| $50.2M | 0.02% |
1,641,600
+406,100
| +33% | +$11.7M |
|
652
PUT
Gilead Sciences
GILD
$162B
| $50.1M | 0.02% |
793,300
-34,100
| -4% | -$2.36M |
|
653
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $50M | 0.02% |
1,962,227
+314,201
| +19% | +$8.27M |
|
654
Otis Worldwide
OTIS
$28.1B
| $50M | 0.02% |
801,103
-55,182
| -6% | -$3.38M |
|
655
CALL
Baidu
BIDU
$37.1B
| $49.9M | 0.02% |
394,420
-27,815
| -7% | -$3.45M |
|
|
RDS.B
656
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $49.8M | 0.02% |
2,057,956
-223,578
| -10% | -$6.41M |
|
657
PUT
Oracle
ORCL
$413B
| $49.7M | 0.02% |
832,900
+218,600
| +36% | +$12.4M |
|
658
Oneok
OKE
$55.4B
| $49.5M | 0.02% |
1,904,893
-106,806
| -5% | -$2.97M |
|
659
D.R. Horton
DHI
$40.8B
| $49.4M | 0.02% |
653,167
+106,836
| +20% | +$7.29M |
|
660
PUT
T-Mobile US
TMUS
$193B
| $49.4M | 0.02% |
431,600
+429,400
| +19,518% | +$47.6M |
|
661
CALL
Logitech
LOGI
$14.7B
| $49.3M | 0.02% |
637,330
+130,470
| +26% | +$9.33M |
|
662
Kroger
KR
$35.1B
| $49.1M | 0.02% |
1,446,671
+465,720
| +47% | +$16.1M |
|
663
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
| $48.8M | 0.02% |
1,160,253
-96,675
| -8% | -$4.86M |
|
|
DISH
664
CALL
DELISTED
DISH Network Corp.
DISH
| $48.5M | 0.02% |
1,670,400
-128,200
| -7% | -$4.23M |
|
665
Vanguard Industrials ETF
VIS
$8.36B
| $48.4M | 0.02% |
334,355
+4,748
| +1% | +$670K |
|
666
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
| $48.1M | 0.02% |
1,574,258
-619,778
| -28% | -$18.9M |
|
667
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
| $48M | 0.02% |
522,621
-2,448
| -0.5% | -$224K |
|
668
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
| $48M | 0.02% |
1,406,842
-177,276
| -11% | -$6.04M |
|
|
USFR
669
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $47.9M | 0.02% |
1,909,279
+18,963
| +1% | +$476K |
|
670
Advance Auto Parts
AAP
$3.49B
| $47.9M | 0.02% |
312,140
-41,275
| -12% | -$6.21M |
|
671
Hain Celestial
HAIN
$53.5M
| $47.9M | 0.02% |
1,395,678
-238,031
| -15% | -$7.88M |
|
672
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
| $47.9M | 0.02% |
887,122
+88,568
| +11% | +$4.78M |
|
673
Nuveen Quality Municipal Income Fund
NAD
$2.76B
| $47.8M | 0.02% |
3,290,899
+270,654
| +9% | +$3.93M |
|
674
PUT
PepsiCo
PEP
$189B
| $47.8M | 0.02% |
344,600
+138,700
| +67% | +$18.9M |
|
675
CALL
Comcast
CMCSA
$89.3B
| $47.8M | 0.02% |
1,032,200
+253,900
| +33% | +$11M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.