UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
PUT
United States Oil Fund
USO
$2.15B
| $53.9M | 0.02% |
593,750
+112,500
| +23% | +$10.6M |
|
652
PUT
General Motors
GM
$80.4B
| $53.8M | 0.02% |
1,436,200
+469,400
| +49% | +$18.1M |
|
|
LADR
653
Ladder Capital
LADR
$1.21B
| $53.8M | 0.02% |
3,114,802
+155,154
| +5% | +$2.62M |
|
654
Newell Brands
NWL
$2.38B
| $53.7M | 0.02% |
2,869,062
-806,828
| -22% | -$13M |
|
655
Corning
GLW
$119B
| $53.6M | 0.02% |
1,878,988
-426,551
| -19% | -$12.8M |
|
|
DNKN
656
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $53.5M | 0.02% |
674,704
+12,258
| +2% | +$995K |
|
657
Cboe Global Markets
CBOE
$32.5B
| $53.5M | 0.02% |
465,930
-18,399
| -4% | -$2.13M |
|
658
PUT
VanEck Oil Services ETF
OIH
$2.06B
| $53.5M | 0.02% |
227,750
+38,250
| +20% | +$9.9M |
|
|
CXO
659
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
| $53.5M | 0.02% |
788,200
+104,500
| +15% | +$8.5M |
|
660
Sysco
SYY
$40.8B
| $53.4M | 0.02% |
672,859
-79,957
| -11% | -$5.87M |
|
661
CALL
Bank of America
BAC
$435B
| $53.3M | 0.02% |
1,828,000
-1,182,700
| -39% | -$34M |
|
662
T. Rowe Price
TROW
$23.9B
| $53.3M | 0.02% |
466,704
+127,717
| +38% | +$14.2M |
|
663
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $53.3M | 0.02% |
2,828,652
+441,669
| +19% | +$8.34M |
|
664
Celanese
CE
$4.9B
| $53.2M | 0.02% |
434,822
+141,156
| +48% | +$15.9M |
|
665
HCA Healthcare
HCA
$87.2B
| $53.1M | 0.02% |
441,033
+116,820
| +36% | +$15.1M |
|
666
Centene
CNC
$30.7B
| $53.1M | 0.02% |
1,226,913
-661,860
| -35% | -$32.2M |
|
667
Simon Property Group
SPG
$74.4B
| $53.1M | 0.02% |
340,843
-169,557
| -33% | -$26.4M |
|
668
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $53M | 0.02% |
487,282
-45,832
| -9% | -$4.97M |
|
|
USFR
669
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $52.9M | 0.02% |
2,112,753
+237,088
| +13% | +$5.94M |
|
670
Cummins
CMI
$87.5B
| $52.9M | 0.02% |
324,926
-54,056
| -14% | -$8.65M |
|
671
PUT
ConocoPhillips
COP
$147B
| $52.8M | 0.02% |
926,000
+230,600
| +33% | +$13.1M |
|
672
Dollar Tree
DLTR
$24.4B
| $52.3M | 0.02% |
458,033
-76,405
| -14% | -$7.99M |
|
673
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
| $52.2M | 0.02% |
596,866
-26,937
| -4% | -$2.36M |
|
674
Vanguard Russell 1000 Value ETF
VONV
$20.7B
| $52.1M | 0.02% |
926,968
+7,050
| +0.8% | +$392K |
|
675
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $52.1M | 0.02% |
1,970,812
-179,314
| -8% | -$4.8M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.