UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
ServiceNow
NOW
$121B
| $44.4M | 0.02% |
1,887,395
+218,880
| +13% | +$4.87M |
|
652
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $44.3M | 0.02% |
657,445
-6,058
| -0.9% | -$404K |
|
|
HBI
653
DELISTED
Hanesbrands
HBI
| $44.3M | 0.02% |
1,797,962
-85,374
| -5% | -$2.05M |
|
654
State Street
STT
$48.6B
| $44.3M | 0.02% |
463,348
+44,055
| +11% | +$4.1M |
|
|
HTZ
655
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $44.2M | 0.02% |
2,276,103
+1,336,542
| +142% | +$21.1M |
|
656
CALL
GE Aerospace
GE
$367B
| $44.2M | 0.02% |
381,351
-145,208
| -28% | -$17.6M |
|
657
NRG Energy
NRG
$26.5B
| $44.1M | 0.02% |
1,724,778
+698,167
| +68% | +$16.5M |
|
658
Lennar Class A
LEN
$20.5B
| $44M | 0.02% |
875,019
+153,483
| +21% | +$7.65M |
|
659
Jazz Pharmaceuticals
JAZZ
$16.1B
| $43.9M | 0.02% |
300,447
-13,185
| -4% | -$1.99M |
|
660
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $43.9M | 0.02% |
1,684,452
+127,075
| +8% | +$3.32M |
|
661
Willis Towers Watson
WTW
$30B
| $43.9M | 0.02% |
284,433
-27,123
| -9% | -$4.05M |
|
662
Trip.com Group
TCOM
$29.1B
| $43.8M | 0.02% |
830,269
+158,815
| +24% | +$8.62M |
|
663
Sherwin-Williams
SHW
$84.5B
| $43.8M | 0.02% |
366,783
-41,481
| -10% | -$4.76M |
|
664
iShares MSCI India ETF
INDA
$6.82B
| $43.8M | 0.02% |
1,332,358
-72,442
| -5% | -$2.45M |
|
665
Bank of Montreal
BMO
$124B
| $43.7M | 0.02% |
576,627
-21,829
| -4% | -$1.63M |
|
666
Cboe Global Markets
CBOE
$32.2B
| $43.6M | 0.02% |
404,663
+6,586
| +2% | +$648K |
|
|
UN
667
DELISTED
Unilever NV New York Registry Shares
UN
| $43.5M | 0.02% |
737,034
-11,441
| -2% | -$667K |
|
668
Cigna
CI
$78.5B
| $43.4M | 0.02% |
231,977
-22,544
| -9% | -$4.01M |
|
669
iShares MSCI USA Value Factor ETF
VLUE
$9.13B
| $43.3M | 0.02% |
560,642
+31,214
| +6% | +$2.35M |
|
670
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.28B
| $43.2M | 0.02% |
752,456
+11,911
| +2% | +$666K |
|
671
ROBO Global Robotics & Automation Index ETF
ROBO
$1.89B
| $43.2M | 0.02% |
1,117,562
+468,359
| +72% | +$17.1M |
|
672
PUT
Expedia Group
EXPE
$36.8B
| $43.2M | 0.02% |
300,000
+237,000
| +376% | +$35.1M |
|
673
Nucor
NUE
$58.5B
| $43.2M | 0.02% |
770,500
+24,215
| +3% | +$1.37M |
|
674
Schwab US TIPS ETF
SCHP
$16.4B
| $43M | 0.02% |
1,556,686
+53,598
| +4% | +$1.48M |
|
|
MFA
675
MFA Financial
MFA
$932M
| $42.9M | 0.02% |
1,223,185
+378,733
| +45% | +$13.2M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.