UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AC
6651
DELISTED
Associated Capital Group
AC
| $16K | ﹤0.01% |
472
+212
| +82% | +$7.49K |
|
6652
Amplify AI Powered Equity ETF
AIEQ
$120M
| $16K | ﹤0.01% |
+620
| New | +$15.6K |
|
6653
Anixa Biosciences
ANIX
$116M
| $16K | ﹤0.01% |
7,123
-817
| -10% | -$2.12K |
|
6654
AmeriServ Financial
ASRV
$77.5M
| $16K | ﹤0.01% |
3,843
+836
| +28% | +$3.44K |
|
|
AVDL
6655
DELISTED
Avadel Pharmaceuticals
AVDL
| $16K | ﹤0.01% |
1,949
+1,895
| +3,509% | +$17.8K |
|
6656
AXT Inc
AXTI
$3.95B
| $16K | ﹤0.01% |
1,798
+573
| +47% | +$5.24K |
|
6657
Flanigan's Enterprises
BDL
$77.6M
| $16K | ﹤0.01% |
687
-16
| -2% | -$362 |
|
6658
Cumberland Pharmaceuticals
CPIX
$100M
| $16K | ﹤0.01% |
2,210
+139
| +7% | +$1.02K |
|
6659
CPI Aerostructures
CVU
$66.2M
| $16K | ﹤0.01% |
1,768
+497
| +39% | +$4.46K |
|
6660
DB Gold Short ETN due Feb 15 2038
DGZ
$1.82M
| $16K | ﹤0.01% |
1,201
-1,316
| -52% | -$18.3K |
|
|
EBTC
6661
DELISTED
Enterprise Bancorp
EBTC
| $16K | ﹤0.01% |
460
-596
| -56% | -$21.4K |
|
6662
ProShares Trust UltraShort MSCI EAFE
EFU
$1.19M
| $16K | ﹤0.01% |
347
-766
| -69% | -$36.4K |
|
|
GIFI
6663
DELISTED
Gulf Island Fabrication
GIFI
| $16K | ﹤0.01% |
1,197
-1,965
| -62% | -$24.9K |
|
6664
Hawthorn Bancshares
HWBK
$269M
| $16K | ﹤0.01% |
964
+20
| +2% | +$323 |
|
6665
iBio
IBIO
$69.5M
| $16K | ﹤0.01% |
18
-4
| -18% | -$5.13K |
|
6666
VanEck Indonesia Index ETF
IDX
$32.1M
| $16K | ﹤0.01% |
628
| – | – |
|
6667
PUT
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $16K | ﹤0.01% |
+200
| New | +$15.6K |
|
|
IROQ
6668
DELISTED
IF Bancorp
IROQ
| $16K | ﹤0.01% |
791
-194
| -20% | -$3.8K |
|
|
KALV
6669
DELISTED
KalVista Pharmaceuticals
KALV
| $16K | ﹤0.01% |
+1,591
| New | +$16.6K |
|
6670
LiqTech
LIQT
$23M
| $16K | ﹤0.01% |
+891
| New | +$11.4K |
|
6671
MIND Technology
MIND
$45.3M
| $16K | ﹤0.01% |
496
+34
| +7% | +$1.22K |
|
6672
Neonode
NEON
$14.1M
| $16K | ﹤0.01% |
+2,094
| New | +$21.3K |
|
6673
Omega Flex
OFLX
$297M
| $16K | ﹤0.01% |
222
-515
| -70% | -$34.1K |
|
6674
Sea Limited
SE
$65.4B
| $16K | ﹤0.01% |
+1,178
| New | +$16.1K |
|
6675
Grupo SIMEC
SIM
$4.4B
| $16K | ﹤0.01% |
1,683
-110
| -6% | -$1.09K |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.