UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
PUT
Texas Instruments
TXN
$256B
| $79.9M | 0.03% |
415,773
+46,500
| +13% | +$8.86M |
|
627
PUT
Lowe's Companies
LOW
$123B
| $79.5M | 0.03% |
392,002
+40,300
| +11% | +$8.03M |
|
628
Monster Beverage
MNST
$92.4B
| $79.2M | 0.02% |
1,783,726
+423,954
| +31% | +$20M |
|
629
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
| $79.1M | 0.02% |
927,287
+41,033
| +5% | +$3.54M |
|
630
PUT
NIO
NIO
$11.8B
| $78.8M | 0.02% |
2,210,400
-229,400
| -9% | -$9.42M |
|
631
iShares MSCI China ETF
MCHI
$6.32B
| $78.4M | 0.02% |
1,161,419
+134,022
| +13% | +$9.64M |
|
632
PUT
BioNTech
BNTX
$23B
| $78.4M | 0.02% |
287,300
+3,300
| +1% | +$1.05M |
|
633
PUT
Pinduoduo
PDD
$129B
| $78.4M | 0.02% |
865,000
-100,000
| -10% | -$9.73M |
|
634
Synopsys
SNPS
$77.1B
| $78M | 0.02% |
260,564
+46,807
| +22% | +$14.2M |
|
635
Agilent Technologies
A
$39.8B
| $77.9M | 0.02% |
494,691
+6,352
| +1% | +$1.03M |
|
636
PUT
Johnson & Johnson
JNJ
$621B
| $77.9M | 0.02% |
482,424
-99,500
| -17% | -$17M |
|
637
Alerian MLP ETF
AMLP
$12.8B
| $77.5M | 0.02% |
2,325,104
+80,525
| +4% | +$2.69M |
|
638
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $77.4M | 0.02% |
1,146,023
-13,674
| -1% | -$932K |
|
639
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $77.2M | 0.02% |
1,614,124
+72,195
| +5% | +$3.46M |
|
|
TWTR
640
DELISTED
Twitter, Inc.
TWTR
| $77.2M | 0.02% |
1,278,071
-505,478
| -28% | -$33.2M |
|
641
PUT
Snap
SNAP
$8.85B
| $77.1M | 0.02% |
1,043,824
-216,869
| -17% | -$15.7M |
|
642
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
| $76.7M | 0.02% |
1,191,042
+170,506
| +17% | +$11.3M |
|
643
Targa Resources
TRGP
$55.9B
| $76.6M | 0.02% |
1,557,417
+5,927
| +0.4% | +$261K |
|
644
Match Group
MTCH
$8.79B
| $76.6M | 0.02% |
487,615
+104,267
| +27% | +$15.9M |
|
645
Nuveen Quality Municipal Income Fund
NAD
$2.74B
| $76.5M | 0.02% |
4,899,409
+169,408
| +4% | +$2.74M |
|
646
State Street
STT
$51.6B
| $76.5M | 0.02% |
902,590
-11,512
| -1% | -$1M |
|
647
Alexandria Real Estate Equities
ARE
$8.61B
| $76.2M | 0.02% |
398,999
+96,335
| +32% | +$19.2M |
|
648
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
| $76.2M | 0.02% |
1,975,283
+133,423
| +7% | +$5.41M |
|
649
CALL
Citigroup
C
$232B
| $75.9M | 0.02% |
1,081,706
+351,592
| +48% | +$24.6M |
|
650
Aflac
AFL
$63.5B
| $75.8M | 0.02% |
1,453,222
-187,127
| -11% | -$10.2M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.