UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
PUT
Bristol-Myers Squibb
BMY
$129B
| $46.5M | 0.02% |
729,300
-316,100
| -30% | -$18.5M |
|
627
PUT
American Airlines Group
AAL
$9.77B
| $46.3M | 0.02% |
975,000
+207,000
| +27% | +$10M |
|
628
CALL
Home Depot
HD
$338B
| $46.3M | 0.02% |
283,000
-72,100
| -20% | -$11.1M |
|
629
Hartford Financial Services
HIG
$39.7B
| $46.2M | 0.02% |
832,753
-212,754
| -20% | -$11.6M |
|
630
Vanguard Industrials ETF
VIS
$7.97B
| $46.1M | 0.02% |
343,293
+2,919
| +0.9% | +$378K |
|
631
First Trust Utilities AlphaDEX Fund
FXU
$824M
| $45.8M | 0.02% |
1,696,566
+272,058
| +19% | +$7.5M |
|
|
ETP
632
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
| $45.8M | 0.02% |
2,505,606
+751,506
| +43% | +$14.6M |
|
633
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
| $45.8M | 0.02% |
369,518
+23,581
| +7% | +$2.79M |
|
634
VanEck High Yield Muni ETF
HYD
$4.45B
| $45.7M | 0.02% |
730,063
-6,264
| -0.9% | -$390K |
|
635
PUT
3M
MMM
$92.1B
| $45.7M | 0.02% |
260,369
+260,130
| +108,841% | +$45.1M |
|
636
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
| $45.6M | 0.02% |
1,193,977
-87,035
| -7% | -$3.25M |
|
637
McCormick & Company Non-Voting
MKC
$13.9B
| $45.6M | 0.02% |
887,582
+71,948
| +9% | +$3.47M |
|
638
TE Connectivity
TEL
$59.9B
| $45.4M | 0.02% |
546,933
+41,615
| +8% | +$3.35M |
|
639
PUT
Oracle
ORCL
$344B
| $45.4M | 0.02% |
939,300
+565,500
| +151% | +$28.1M |
|
|
MNDT
640
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $45.4M | 0.02% |
2,704,400
+1,354,400
| +100% | +$20.8M |
|
641
PUT
AbbVie
ABBV
$465B
| $45.3M | 0.02% |
510,100
-11,500
| -2% | -$875K |
|
642
Canadian National Railway
CNI
$78.4B
| $45.3M | 0.02% |
546,918
+27,860
| +5% | +$2.26M |
|
643
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
| $45.3M | 0.02% |
332,050
-129,550
| -28% | -$16.2M |
|
644
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
| $45.3M | 0.02% |
3,269,084
+42,545
| +1% | +$591K |
|
645
Rio Tinto
RIO
$153B
| $45.3M | 0.02% |
959,270
+18,308
| +2% | +$851K |
|
646
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$32.3B
| $45.3M | 0.02% |
637,500
+396,900
| +165% | +$27.3M |
|
647
iShares MSCI South Korea ETF
EWY
$20.6B
| $44.8M | 0.02% |
648,572
-185,047
| -22% | -$12.7M |
|
648
VanEck Oil Services ETF
OIH
$1.99B
| $44.7M | 0.02% |
85,780
-11,421
| -12% | -$5.49M |
|
649
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
| $44.4M | 0.02% |
2,219,955
-87,220
| -4% | -$1.7M |
|
650
Marathon Petroleum
MPC
$90B
| $44.4M | 0.02% |
791,848
+314,925
| +66% | +$16.9M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.