UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
B
626
PUT
Barrick Mining
B
$63.2B
| $41.8M | 0.02% |
2,618,200
+1,015,700
| +63% | +$16.1M |
|
|
FITB
627
Fifth Third Bancorp
FITB
$51.3B
| $41.8M | 0.02% |
1,550,272
-933,680
| -38% | -$22.4M |
|
628
PUT
Deutsche Bank
DB
$69.6B
| $41.6M | 0.02% |
2,572,578
+544,432
| +27% | +$7.67M |
|
629
Rithm Capital
RITM
$5.51B
| $41.6M | 0.02% |
2,643,466
+389,559
| +17% | +$5.75M |
|
630
CALL
JPMorgan Chase
JPM
$933B
| $41.5M | 0.02% |
480,800
-997,800
| -67% | -$76.1M |
|
631
Skyworks Solutions
SWKS
$9.4B
| $41.4M | 0.02% |
554,037
-85,307
| -13% | -$6.57M |
|
632
Norfolk Southern
NSC
$75B
| $41.3M | 0.02% |
382,258
+79,634
| +26% | +$8.04M |
|
633
Southwest Airlines
LUV
$22.3B
| $41.3M | 0.02% |
828,518
-58,805
| -7% | -$2.64M |
|
634
iShares Select U.S. REIT ETF
ICF
$2.1B
| $41.2M | 0.02% |
826,482
-348,166
| -30% | -$17.1M |
|
635
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
| $41.1M | 0.02% |
979,455
+31,349
| +3% | +$1.31M |
|
636
Suncor Energy
SU
$78.8B
| $41M | 0.02% |
1,254,592
-318,294
| -20% | -$9.75M |
|
637
iShares MSCI India ETF
INDA
$6.88B
| $41M | 0.02% |
1,528,644
-47,733
| -3% | -$1.33M |
|
638
Invesco Preferred ETF
PGX
$3.81B
| $40.7M | 0.02% |
2,863,493
-34,544
| -1% | -$503K |
|
639
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $40.7M | 0.02% |
834,207
+40,325
| +5% | +$1.92M |
|
640
PUT
Coca-Cola
KO
$381B
| $40.6M | 0.02% |
979,800
-70,500
| -7% | -$2.93M |
|
|
ULQ
641
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $40.6M | 0.02% |
809,719
-119,990
| -13% | -$6.01M |
|
642
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
| $40.5M | 0.02% |
887,123
+28,221
| +3% | +$1.29M |
|
|
STKL
643
DELISTED
SunOpta
STKL
| $40.2M | 0.02% |
5,708,968
+2,030,605
| +55% | +$14.1M |
|
644
iShares Semiconductor ETF
SOXX
$41.7B
| $40.1M | 0.02% |
980,850
-110,424
| -10% | -$4.27M |
|
645
PUT
PepsiCo
PEP
$191B
| $39.9M | 0.02% |
381,400
+119,600
| +46% | +$12.5M |
|
|
QVCGA
646
DELISTED
QVC Group Inc Series A
QVCGA
| $39.8M | 0.02% |
41,060
+35,847
| +688% | +$34.6M |
|
647
PUT
Bristol-Myers Squibb
BMY
$132B
| $39.8M | 0.02% |
681,300
+278,062
| +69% | +$15.2M |
|
648
Truist Financial
TFC
$63.5B
| $39.8M | 0.02% |
846,310
+176,920
| +26% | +$7.53M |
|
649
Lincoln National
LNC
$8.8B
| $39.8M | 0.02% |
599,912
-113,372
| -16% | -$6.59M |
|
650
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $39.7M | 0.02% |
704,073
-52,967
| -7% | -$2.86M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.