UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FITB
601
Fifth Third Bancorp
FITB
$52.7B
| $83.8M | 0.03% |
1,974,043
+63,896
| +3% | +$2.45M |
|
602
HCA Healthcare
HCA
$88.7B
| $83.6M | 0.03% |
344,498
+23,200
| +7% | +$5.67M |
|
603
PUT
Dow Inc
DOW
$21.2B
| $83.1M | 0.03% |
1,444,142
+300,400
| +26% | +$18.4M |
|
604
Roper Technologies
ROP
$39.1B
| $82.9M | 0.03% |
185,885
-13,371
| -7% | -$6.41M |
|
605
PUT
Freeport-McMoran
FCX
$99.8B
| $82.8M | 0.03% |
2,545,700
-222,000
| -8% | -$7.82M |
|
606
iShares MSCI EAFE Value ETF
EFV
$29.2B
| $82.8M | 0.03% |
1,627,628
+130,914
| +9% | +$6.78M |
|
607
Humana
HUM
$43.4B
| $82.8M | 0.03% |
212,662
+6,481
| +3% | +$2.75M |
|
608
PUT
Chevron
CVX
$371B
| $82.5M | 0.03% |
813,269
+340,400
| +72% | +$34M |
|
609
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
| $82.5M | 0.03% |
302,219
+55,200
| +22% | +$15.5M |
|
610
iShares ESG Aware MSCI EM ETF
ESGE
$6.76B
| $82.4M | 0.03% |
1,988,171
+30,644
| +2% | +$1.31M |
|
611
Copart
CPRT
$26.8B
| $82.3M | 0.03% |
2,372,856
+721,460
| +44% | +$25.8M |
|
612
Newmont
NEM
$110B
| $82.1M | 0.03% |
1,511,581
-62,462
| -4% | -$3.68M |
|
|
KSU
613
DELISTED
Kansas City Southern
KSU
| $81.9M | 0.03% |
302,677
+119,792
| +66% | +$33.4M |
|
614
Bilibili
BILI
$7.86B
| $81.7M | 0.03% |
1,234,468
-583,295
| -32% | -$49.9M |
|
615
PUT
Teladoc Health
TDOC
$1.26B
| $81.5M | 0.03% |
642,999
+23,400
| +4% | +$3.41M |
|
616
Southern Company
SO
$106B
| $81.5M | 0.03% |
1,315,506
-641,924
| -33% | -$41.3M |
|
617
CALL
Baidu
BIDU
$38.4B
| $81.1M | 0.03% |
527,544
+119,930
| +29% | +$19.7M |
|
618
PUT
Prudential Financial
PRU
$42.2B
| $81.1M | 0.03% |
770,944
+14,141
| +2% | +$1.46M |
|
619
Archer Daniels Midland
ADM
$37.5B
| $80.9M | 0.03% |
1,347,384
-38,776
| -3% | -$2.32M |
|
620
PUT
Lyft
LYFT
$6.33B
| $80.8M | 0.03% |
1,508,200
+100,000
| +7% | +$5.3M |
|
621
Calamos Strategic Total Return Fund
CSQ
$3.34B
| $80.6M | 0.03% |
4,550,470
+53,012
| +1% | +$976K |
|
622
Equity Residential
EQR
$25.4B
| $80.4M | 0.03% |
993,434
+181,436
| +22% | +$15M |
|
623
Kimberly-Clark
KMB
$36.6B
| $80.2M | 0.03% |
605,184
+51,477
| +9% | +$7M |
|
624
ON Semiconductor
ON
$30.3B
| $79.9M | 0.03% |
1,746,669
+977,611
| +127% | +$41.8M |
|
625
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$34B
| $79.9M | 0.03% |
816,900
+227,000
| +38% | +$23.3M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.