UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
T. Rowe Price
TROW
$24.2B
| $56.7M | 0.02% |
441,947
+94,441
| +27% | +$12.5M |
|
602
Plains All American Pipeline
PAA
$16.6B
| $56.6M | 0.02% |
9,472,737
-943,736
| -9% | -$7.04M |
|
603
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
| $56.6M | 0.02% |
1,904,800
+1,323,600
| +228% | +$39.3M |
|
604
Vertex Pharmaceuticals
VRTX
$123B
| $56.4M | 0.02% |
207,271
-59,517
| -22% | -$16.4M |
|
605
CALL
Adobe
ADBE
$103B
| $56.4M | 0.02% |
115,000
+59,300
| +106% | +$27.6M |
|
606
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
| $56.3M | 0.02% |
1,582,079
+163,611
| +12% | +$5.8M |
|
|
BBL
607
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $56.2M | 0.02% |
1,316,540
+50,708
| +4% | +$2.26M |
|
608
PUT
Blackrock
BLK
$175B
| $56.1M | 0.02% |
99,600
-111,500
| -53% | -$63.6M |
|
609
State Street
STT
$50.8B
| $56.1M | 0.02% |
945,336
+154,126
| +19% | +$10M |
|
610
Zimmer Biomet
ZBH
$18.8B
| $56.1M | 0.02% |
424,152
+13,032
| +3% | +$1.7M |
|
611
Global X MLP ETF
MLPA
$2.28B
| $56M | 0.02% |
2,548,359
+78,846
| +3% | +$2.01M |
|
612
Booz Allen Hamilton
BAH
$8.89B
| $55.7M | 0.02% |
670,746
-103,070
| -13% | -$8.44M |
|
613
Alexandria Real Estate Equities
ARE
$8.34B
| $55.6M | 0.02% |
347,276
+78,361
| +29% | +$13.1M |
|
614
PUT
ExxonMobil
XOM
$642B
| $55.5M | 0.02% |
1,617,600
+185,300
| +13% | +$7.57M |
|
|
BNY
615
Bank of New York Mellon
BNY
$108B
| $55.4M | 0.02% |
1,612,791
+291,854
| +22% | +$10.6M |
|
|
TCP
616
DELISTED
TC Pipelines LP
TCP
| $54.9M | 0.02% |
2,145,887
+161,351
| +8% | +$4.91M |
|
617
iShares MSCI China ETF
MCHI
$6.31B
| $54.7M | 0.02% |
736,903
-120,686
| -14% | -$8.84M |
|
618
RH
RH
$3.56B
| $54.5M | 0.02% |
142,510
-13,376
| -9% | -$4.22M |
|
619
McKesson
MCK
$102B
| $54.4M | 0.02% |
364,932
+47,506
| +15% | +$7.21M |
|
620
Aflac
AFL
$64.5B
| $54.3M | 0.02% |
1,493,827
+433,266
| +41% | +$15.8M |
|
621
Invesco Senior Loan ETF
BKLN
$6.81B
| $54M | 0.02% |
2,484,475
+95,684
| +4% | +$2.08M |
|
622
FMC
FMC
$1.32B
| $53.9M | 0.02% |
509,014
+80,841
| +19% | +$8.65M |
|
623
Kimberly-Clark
KMB
$36.1B
| $53.8M | 0.02% |
364,305
+9,892
| +3% | +$1.49M |
|
|
WBA
624
DELISTED
Walgreens Boots Alliance
WBA
| $53.7M | 0.02% |
1,495,835
+120,825
| +9% | +$4.72M |
|
625
CALL
AutoZone
AZO
$50.1B
| $53.5M | 0.02% |
45,400
-3,400
| -7% | -$4.02M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.