UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
PUT
Pinduoduo
PDD
$126B
| $59.3M | 0.02% |
1,840,000
+890,000
| +94% | +$23.8M |
|
602
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $59.3M | 0.02% |
2,002,378
-94,866
| -5% | -$2.86M |
|
|
BERY
603
DELISTED
Berry Global Group, Inc.
BERY
| $59.1M | 0.02% |
1,638,832
+475,870
| +41% | +$19.5M |
|
604
BCE
BCE
$20.2B
| $59.1M | 0.02% |
1,004,378
+138,279
| +16% | +$6.47M |
|
605
PUT
Broadcom
AVGO
$1.85T
| $59.1M | 0.02% |
2,139,000
+408,000
| +24% | +$11.6M |
|
606
PUT
iShares US Real Estate ETF
IYR
$4.66B
| $58.9M | 0.02% |
630,000
+400,000
| +174% | +$36.4M |
|
607
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
| $58.8M | 0.02% |
620,636
-4,716
| -0.8% | -$440K |
|
|
SCHW
608
Charles Schwab
SCHW
$183B
| $58.5M | 0.02% |
1,398,456
+234,857
| +20% | +$9.48M |
|
609
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
| $58.4M | 0.02% |
1,114,283
+30,464
| +3% | +$1.62M |
|
610
Vanguard Consumer Staples ETF
VDC
$7.97B
| $58.2M | 0.02% |
371,787
+77,245
| +26% | +$11.9M |
|
611
ZTO Express
ZTO
$18.3B
| $58.2M | 0.02% |
2,728,671
-324,928
| -11% | -$6.53M |
|
612
Aon
AON
$76.5B
| $58.2M | 0.02% |
300,573
+62,365
| +26% | +$12M |
|
|
INST
613
DELISTED
Instructure, Inc.
INST
| $58.1M | 0.02% |
1,499,467
+1,499,025
| +339,146% | +$61.1M |
|
614
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
| $57.8M | 0.02% |
1,145,212
+111,724
| +11% | +$5.63M |
|
|
ALXN
615
DELISTED
Alexion Pharmaceuticals
ALXN
| $57.6M | 0.02% |
587,877
+333,696
| +131% | +$37.6M |
|
616
CALL
Advanced Micro Devices
AMD
$776B
| $57.5M | 0.02% |
1,982,349
+210,149
| +12% | +$6.59M |
|
617
PUT
GE Aerospace
GE
$374B
| $57.4M | 0.02% |
1,289,291
-115,037
| -8% | -$5.41M |
|
|
CIM
618
Chimera Investment
CIM
$1.04B
| $57.3M | 0.02% |
976,819
+204,638
| +27% | +$11.9M |
|
|
UNIT
619
Uniti Group
UNIT
$2.36B
| $57.2M | 0.02% |
7,361,270
-793,163
| -10% | -$6.58M |
|
|
VSM
620
DELISTED
Versum Materials, Inc.
VSM
| $57.1M | 0.02% |
1,078,964
-16,178
| -1% | -$841K |
|
|
ARI
621
Apollo Commercial Real Estate
ARI
$867M
| $57M | 0.02% |
2,975,115
+706,247
| +31% | +$13.3M |
|
622
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
| $57M | 0.02% |
2,115,612
-36,270
| -2% | -$982K |
|
623
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $56.9M | 0.02% |
646,246
+32,670
| +5% | +$2.85M |
|
|
TWO
624
Two Harbors Investment
TWO
$1.27B
| $56.5M | 0.02% |
1,074,831
+329,909
| +44% | +$17.4M |
|
625
AstraZeneca
AZN
$263B
| $56.4M | 0.02% |
632,851
-58,074
| -8% | -$5.04M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.