UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Annaly Capital Management
NLY
$17.4B
| $48.8M | 0.02% |
1,000,736
+31,108
| +3% | +$1.52M |
|
|
PXD
602
DELISTED
Pioneer Natural Resource Co.
PXD
| $48.8M | 0.02% |
330,497
-150,320
| -31% | -$21.6M |
|
603
Royal Caribbean
RCL
$87.5B
| $48.6M | 0.02% |
409,922
+106,706
| +35% | +$12.5M |
|
604
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
| $48.6M | 0.02% |
1,204,027
-215,373
| -15% | -$8.52M |
|
605
Prudential Financial
PRU
$42.9B
| $48.3M | 0.02% |
454,477
-133,028
| -23% | -$14.2M |
|
606
Estee Lauder
EL
$30.8B
| $48.3M | 0.02% |
448,049
-41,128
| -8% | -$4.22M |
|
607
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $48.2M | 0.02% |
541,872
-17,638
| -3% | -$1.48M |
|
608
Sanofi
SNY
$109B
| $48.2M | 0.02% |
968,816
-121,994
| -11% | -$5.9M |
|
609
Stryker
SYK
$135B
| $48.2M | 0.02% |
339,373
-27,176
| -7% | -$3.9M |
|
610
Equinix
EQIX
$99.9B
| $48.1M | 0.02% |
107,738
+31,253
| +41% | +$14M |
|
611
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$415M
| $48M | 0.02% |
484,084
-11,940
| -2% | -$1.16M |
|
612
iShares Core S&P Total US Stock Market ETF
ITOT
$93.4B
| $47.8M | 0.02% |
828,645
-26,861
| -3% | -$1.52M |
|
613
CALL
Netflix
NFLX
$307B
| $47.6M | 0.02% |
2,627,100
-750,000
| -22% | -$13.1M |
|
|
DM
614
DELISTED
Dominion Energy Midstream Ptr LP
DM
| $47.5M | 0.02% |
1,485,381
+902,945
| +155% | +$25.7M |
|
615
CALL
Booking.com
BKNG
$158B
| $47.4M | 0.02% |
647,500
+180,000
| +39% | +$13.7M |
|
|
PRXL
616
DELISTED
Parexel International Corp
PRXL
| $47.4M | 0.02% |
537,867
+99,297
| +23% | +$8.7M |
|
617
Weyerhaeuser
WY
$17.6B
| $47.4M | 0.02% |
1,391,909
+280,574
| +25% | +$9.21M |
|
618
Enbridge
ENB
$120B
| $47.3M | 0.02% |
1,129,788
-35,773
| -3% | -$1.45M |
|
|
APC
619
PUT
DELISTED
Anadarko Petroleum
APC
| $47.1M | 0.02% |
965,000
+162,900
| +20% | +$7.18M |
|
620
CALL
Starbucks
SBUX
$119B
| $47.1M | 0.02% |
877,200
+442,200
| +102% | +$24.5M |
|
621
CALL
iShares MSCI EAFE ETF
EFA
$77B
| $46.8M | 0.02% |
683,000
-12,333,400
| -95% | -$824M |
|
622
Cognizant
CTSH
$26.9B
| $46.7M | 0.02% |
643,933
+96,362
| +18% | +$6.77M |
|
|
FISV
623
Fiserv Inc
FISV
$29.8B
| $46.7M | 0.02% |
724,192
+40,096
| +6% | +$2.49M |
|
624
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
| $46.6M | 0.02% |
671,501
+30,533
| +5% | +$2.05M |
|
625
Invesco FTSE RAFI US 1000 ETF
PRF
$9.8B
| $46.5M | 0.02% |
2,169,420
-33,465
| -2% | -$700K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.