UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Prudential Financial
PRU
$42.6B
| $43.9M | 0.02% |
411,728
-48,788
| -11% | -$5.26M |
|
602
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $43.8M | 0.02% |
3,281,249
+63,309
| +2% | +$841K |
|
603
Healthcare Services Group
HCSG
$1.61B
| $43.4M | 0.02% |
1,007,001
+60,881
| +6% | +$2.5M |
|
|
ULQ
604
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $43.3M | 0.02% |
861,364
+51,645
| +6% | +$2.6M |
|
605
Cardinal Health
CAH
$53.7B
| $43.3M | 0.02% |
530,821
+144,666
| +37% | +$11.4M |
|
606
PUT
T-Mobile US
TMUS
$195B
| $43.2M | 0.02% |
668,500
+638,500
| +2,128% | +$39.3M |
|
607
Humana
HUM
$43.9B
| $43.1M | 0.02% |
209,049
-190,993
| -48% | -$39.5M |
|
608
PUT
JD.com
JD
$43.5B
| $43M | 0.02% |
1,383,600
+279,000
| +25% | +$8.21M |
|
609
BlackRock Multi-Sector Income Trust
BIT
$692M
| $42.9M | 0.02% |
2,477,369
+789,206
| +47% | +$13.5M |
|
610
CALL
Teva Pharmaceuticals
TEVA
$40.4B
| $42.8M | 0.02% |
1,333,600
+1,282,800
| +2,525% | +$43.8M |
|
611
VanEck Semiconductor ETF
SMH
$60.8B
| $42.8M | 0.02% |
1,072,754
-1,079,288
| -50% | -$41.1M |
|
612
Citizens Financial Group
CFG
$30.1B
| $42.7M | 0.02% |
1,236,421
+219,026
| +22% | +$7.99M |
|
613
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $42.4M | 0.02% |
876,815
+139,751
| +19% | +$6.78M |
|
614
PUT
Intuitive Surgical
ISRG
$127B
| $42.2M | 0.02% |
495,900
+207,000
| +72% | +$16.4M |
|
|
P
615
PUT
DELISTED
Pandora Media Inc
P
| $42.2M | 0.02% |
3,574,900
+1,495,900
| +72% | +$18.8M |
|
|
BHI
616
DELISTED
Baker Hughes
BHI
| $42.2M | 0.02% |
705,562
+109,898
| +18% | +$6.69M |
|
617
Weyerhaeuser
WY
$17.6B
| $42.1M | 0.02% |
1,239,100
+197,827
| +19% | +$6.43M |
|
618
PUT
Parker-Hannifin
PH
$120B
| $42.1M | 0.02% |
262,500
+105,700
| +67% | +$16M |
|
619
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
| $42.1M | 0.02% |
1,225,274
+246,683
| +25% | +$8.42M |
|
620
BCE
BCE
$20.8B
| $42M | 0.02% |
948,126
+176,872
| +23% | +$7.79M |
|
|
HBI
621
DELISTED
Hanesbrands
HBI
| $42M | 0.02% |
2,021,168
+606,953
| +43% | +$12.9M |
|
622
Southwest Airlines
LUV
$21.7B
| $41.9M | 0.02% |
779,041
-49,477
| -6% | -$2.66M |
|
623
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
| $41.8M | 0.02% |
794,123
-206,138
| -21% | -$10.6M |
|
624
PUT
Coca-Cola
KO
$383B
| $41.7M | 0.02% |
981,900
+2,100
| +0.2% | +$87.6K |
|
625
Stryker
SYK
$135B
| $41.6M | 0.02% |
315,918
+15,407
| +5% | +$1.95M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.