UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6126
Sasol
SSL
$7.17B
| $63.9K | ﹤0.01% |
4,672
-18,033
| -79% | -$237K |
|
6127
Direxion Daily Energy Bear 2X ETF
ERY
$36.4M
| $63.8K | ﹤0.01% |
2,600
-7,389
| -74% | -$197K |
|
6128
INNOVATE Corp
VATE
$102M
| $63.8K | ﹤0.01% |
3,938
+282
| +8% | +$4.7K |
|
6129
Franklin Intelligent Machines ETF
IQM
$112M
| $63.8K | ﹤0.01% |
+1,442
| New | +$67.9K |
|
6130
Mistras Group
MG
$556M
| $63.7K | ﹤0.01% |
11,694
-685
| -6% | -$4.3K |
|
|
RUFF
6131
DELISTED
Alpha Dog ETF
RUFF
| $63.7K | ﹤0.01% |
+3,286
| New | +$65.8K |
|
|
AZUL
6132
CALL
DELISTED
Azul
AZUL
| $63.6K | ﹤0.01% |
+7,400
| New | +$73.5K |
|
|
AZUL
6133
PUT
DELISTED
Azul
AZUL
| $63.6K | ﹤0.01% |
+7,400
| New | +$73.5K |
|
6134
iShares MSCI Ireland ETF
EIRL
$78.8M
| $63.5K | ﹤0.01% |
1,175
+73
| +7% | +$4.19K |
|
|
SMLR
6135
DELISTED
Semler Scientific
SMLR
| $63.4K | ﹤0.01% |
2,499
-757
| -23% | -$19.7K |
|
6136
eGain
EGAN
$200M
| $63.4K | ﹤0.01% |
10,336
-2,151
| -17% | -$14.5K |
|
6137
Amplify AI Powered Equity ETF
AIEQ
$125M
| $63.4K | ﹤0.01% |
2,128
-1,594
| -43% | -$50.2K |
|
6138
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44M
| $63.3K | ﹤0.01% |
+2,712
| New | +$63.4K |
|
6139
Designer Brands
DBI
$311M
| $63.2K | ﹤0.01% |
4,995
-122
| -2% | -$1.3K |
|
6140
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$351M
| $63.2K | ﹤0.01% |
2,194
-412
| -16% | -$12K |
|
|
AFGR
6141
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.9M
| $63.2K | ﹤0.01% |
3,105
+678
| +28% | +$14.5K |
|
6142
Magnolia Oil & Gas
MGY
$6.25B
| $63.2K | ﹤0.01% |
2,758
-1,413
| -34% | -$31.6K |
|
|
PPTA
6143
Perpetua Resources
PPTA
$3.1B
| $63.1K | ﹤0.01% |
19,367
-2,954
| -13% | -$10.4K |
|
6144
Pacer Trendpilot International ETF
PTIN
$190M
| $63.1K | ﹤0.01% |
+2,421
| New | +$65.4K |
|
6145
Innovator US Equity Buffer ETF August
BAUG
$204M
| $63.1K | ﹤0.01% |
1,911
-1,612
| -46% | -$54.6K |
|
6146
Altimmune
ALT
$560M
| $63.1K | ﹤0.01% |
24,256
+5,694
| +31% | +$16.3K |
|
6147
First Trust Lunt US Factor Rotation ETF
FCTR
$56.9M
| $63K | ﹤0.01% |
2,556
-707
| -22% | -$18.3K |
|
6148
Novavax
NVAX
$1.34B
| $62.9K | ﹤0.01% |
8,692
-398,461
| -98% | -$3.18M |
|
6149
iShares ESG MSCI USA Leaders ETF
SUSL
$1.22B
| $62.8K | ﹤0.01% |
+833
| New | +$65.2K |
|
6150
Innovator US Equity Power Buffer ETF February
PFEB
$926M
| $62.8K | ﹤0.01% |
2,062
-1,956
| -49% | -$60.5K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.