UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6051
DHI Group
DHX
$169M
| $72.7K | ﹤0.01% |
23,760
-2,990
| -11% | -$10.7K |
|
6052
Landmark Bancorp
LARK
$197M
| $72.7K | ﹤0.01% |
4,624
+11
| +0.2% | +$192 |
|
|
TIO
6053
DELISTED
Tingo Group, Inc. Common Stock
TIO
| $72.7K | ﹤0.01% |
70,915
-44,396
| -39% | -$56.1K |
|
|
NTCO
6054
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
| $72.7K | ﹤0.01% |
12,596
-73
| -0.6% | -$484 |
|
6055
SiriusPoint
SPNT
$2.7B
| $72.6K | ﹤0.01% |
7,139
-56,641
| -89% | -$567K |
|
|
MRSN
6056
DELISTED
Mersana Therapeutics
MRSN
| $72.3K | ﹤0.01% |
2,278
-4,667
| -67% | -$222K |
|
|
MACK
6057
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $72.1K | ﹤0.01% |
5,848
-711
| -11% | -$8.61K |
|
6058
Actinium Pharmaceuticals
ATNM
$30.7M
| $72K | ﹤0.01% |
+12,163
| New | +$80.9K |
|
6059
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$94.7M
| $71.8K | ﹤0.01% |
2,372
-1,370
| -37% | -$43.1K |
|
6060
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.2M
| $71.7K | ﹤0.01% |
1,462
-560
| -28% | -$28.5K |
|
6061
Kaltura
KLTR
$241M
| $71.6K | ﹤0.01% |
41,396
-6,754
| -14% | -$13.3K |
|
|
GATO
6062
DELISTED
Gatos Silver, Inc.
GATO
| $71.6K | ﹤0.01% |
13,816
+13,550
| +5,094% | +$65.1K |
|
6063
American Outdoor Brands
AOUT
$162M
| $71.4K | ﹤0.01% |
7,296
-2,153
| -23% | -$20.1K |
|
6064
Mineralys Therapeutics
MLYS
$2.28B
| $71.3K | ﹤0.01% |
7,501
-505
| -6% | -$6.58K |
|
6065
First Community Corp
FCCO
$325M
| $71.1K | ﹤0.01% |
4,115
-182
| -4% | -$3.24K |
|
|
ENFN
6066
DELISTED
Enfusion, Inc.
ENFN
| $71K | ﹤0.01% |
7,914
-8,193
| -51% | -$77.8K |
|
6067
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
$220M
| $70.9K | ﹤0.01% |
1,922
+1,178
| +158% | +$45.3K |
|
6068
Inspired Entertainment
INSE
$164M
| $70.9K | ﹤0.01% |
5,924
-6,328
| -52% | -$81K |
|
6069
Hippo Holdings
HIPO
$870M
| $70.8K | ﹤0.01% |
8,880
-73
| -0.8% | -$918 |
|
6070
EverQuote
EVER
$854M
| $70.7K | ﹤0.01% |
9,772
-3,803
| -28% | -$24.8K |
|
6071
Sanara MedTech
SMTI
$314M
| $70.6K | ﹤0.01% |
2,267
-437
| -16% | -$16.9K |
|
6072
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
| $70.2K | ﹤0.01% |
1,405
-836
| -37% | -$41.7K |
|
|
NOTE
6073
DELISTED
FiscalNote
NOTE
| $70.1K | ﹤0.01% |
2,810
-178
| -6% | -$6.09K |
|
|
EVA
6074
DELISTED
Enviva Inc.
EVA
| $69.8K | ﹤0.01% |
9,349
-32,901
| -78% | -$342K |
|
|
CUTR
6075
DELISTED
Cutera, Inc.
CUTR
| $69.8K | ﹤0.01% |
11,592
-478
| -4% | -$6.06K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.