UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6026
Fennec Pharmaceuticals
FENC
$417M
| $75K | ﹤0.01% |
9,990
-542
| -5% | -$4.41K |
|
6027
ProShares Nasdaq-100 Dorsey Wright Momentum ETF
QQQA
$58.3M
| $75K | ﹤0.01% |
2,232
+1,935
| +652% | +$67.9K |
|
6028
NET Power
NPWR
$150M
| $74.8K | ﹤0.01% |
+4,951
| New | +$69.5K |
|
6029
Eve Holding
EVEX
$969M
| $74.8K | ﹤0.01% |
9,018
-1,495
| -14% | -$13K |
|
6030
Principal Active High Yield ETF
YLD
$583M
| $74.7K | ﹤0.01% |
4,139
+3,746
| +953% | +$68.5K |
|
|
ESSA
6031
DELISTED
ESSA Bancorp
ESSA
| $74.7K | ﹤0.01% |
4,974
-285
| -5% | -$4.54K |
|
6032
Biglari Holdings Class B
BH
$1.21B
| $74.5K | ﹤0.01% |
449
+37
| +9% | +$6.97K |
|
6033
Banco Bradesco
BBDO
$32.9B
| $74.1K | ﹤0.01% |
27,647
+27,248
| +6,829% | +$76.7K |
|
6034
iShares iBonds Dec 2033 Term Treasury ETF
IBTO
$466M
| $74K | ﹤0.01% |
+3,141
| New | +$76.4K |
|
6035
Century Casinos
CNTY
$36M
| $74K | ﹤0.01% |
14,430
-1,944
| -12% | -$13.1K |
|
6036
REX American Resources
REX
$1.46B
| $73.9K | ﹤0.01% |
3,632
-28,410
| -89% | -$534K |
|
|
ABFL
6037
Abacus FCF Leaders ETF
ABFL
$547M
| $73.9K | ﹤0.01% |
1,444
+1,414
| +4,713% | +$74.4K |
|
6038
Richardson Electronics
RELL
$301M
| $73.9K | ﹤0.01% |
6,760
-5,777
| -46% | -$74.5K |
|
6039
Willis Lease Finance
WLFC
$1.15B
| $73.7K | ﹤0.01% |
5,229
-6
| -0.1% | -$85 |
|
6040
TransCode Therapeutics
RNAZ
$3.69M
| $73.7K | ﹤0.01% |
+4
| New | +$251K |
|
|
CANO
6041
CALL
DELISTED
Cano Health, Inc.
CANO
| $73.7K | ﹤0.01% |
2,900
| – | – |
|
6042
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$150M
| $73.6K | ﹤0.01% |
3,409
+3,403
| +56,717% | +$73.6K |
|
6043
Valens Semiconductor
VLN
$210M
| $73.3K | ﹤0.01% |
27,558
-229
| -0.8% | -$576 |
|
6044
Full House Resorts
FLL
$85.4M
| $73.3K | ﹤0.01% |
17,162
-2,877
| -14% | -$15.7K |
|
6045
J. Jill
JILL
$288M
| $73.3K | ﹤0.01% |
2,475
-1,085
| -30% | -$25.4K |
|
6046
Tyra Biosciences
TYRA
$1.48B
| $73.1K | ﹤0.01% |
5,310
-2,687
| -34% | -$39.8K |
|
6047
Dakota Gold
DC
$854M
| $73.1K | ﹤0.01% |
28,323
-2,565
| -8% | -$7.31K |
|
|
NREF
6048
NexPoint Real Estate Finance
NREF
$319M
| $73K | ﹤0.01% |
4,464
-114
| -2% | -$1.89K |
|
6049
Simplify US Equity PLUS Convexity ETF
SPYC
$121M
| $73K | ﹤0.01% |
2,622
+2,411
| +1,143% | +$70.1K |
|
6050
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
| $72.9K | ﹤0.01% |
+797
| New | +$76.8K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.